Arthur J. Apostolakos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur John Apostolakos was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 2014. Arthur had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2015 - May 3, 2016
LEGEND ADVISORY, LLC
December 22, 2014 - May 3, 2016
LEGEND EQUITIES CORPORATION
May 8, 2014 - December 16, 2014
TRADESTATION SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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