Teri J. Dixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teri Jo Dixon was a registered financial professional .
Teri is a previously registered financial professional and started their career in finance in 2014. Teri had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2017 - November 30, 2017
PRIVATE CLIENT WEALTH ADVISORS, LLC
May 24, 2016 - May 8, 2017
STRATEGIC ADVISERS LLC
May 17, 2016 - April 25, 2017
FIDELITY BROKERAGE SERVICES LLC
July 29, 2014 - May 4, 2016
T. ROWE PRICE ADVISORY SERVICES, INC.
June 10, 2014 - May 4, 2016
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIVATE CLIENT WEALTH ADVISORS, LLC
CRD#: 172613 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 102 |
| AUM (Assets Under Management) | $ 28,818,289 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
