Travis L. Sholin
KEYSTONE FINANCIAL SERVICES
Omaha, NE 68114
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CRD#: 6329892
Professional summary
Travis Lee Sholin, CFP® is a registered financial advisor currently at KEYSTONE FINANCIAL SERVICES, LLC located in Omaha, Nebraska and PRIVATE CLIENT SERVICES, LLC located in Omaha, Nebraska.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Travis has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KEYSTONE FINANCIAL SERVICES INSURANCE AGENT. 9802 NICHOLAS ST, SUITE 315A, OMAHA, NE 68114. SELL AND SERVICE LIFE INSURANCE POLICIES. LIFE INSURANCE AGENT. SELL AND SERVICE LIFE INSURANCE POLICIES. 10 HRS/MO; 2 DURING TRADING HRS. 2) KEYSTONE FINANCIAL SERVICES. 9802 NICHOLAS ST, #315A, OMAHA, NE 68114. REGISTERED INVESTMENT ADVISOR. FINANCIAL ADVISOR FOR KEYSTONE FINANCIAL SERVICES. SERVICE INVESTMENT ADVISORY CLIENT.S 200 HRS/MO; 8 DURING TRADING HRS. 3) FINANCIAL THERAPY ASSOCIATE BOARD MEMBER. SHARE IDEAS OF PSYCHOLOGY AND THEREAPY RELATED TO FINANCES AND PEOPLE. MEMBERSHIP CHAIR: ASSIST WITH QUESITNOS FROM MEMBERSHIP. 2 HRS/MO; 2 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Travis Lee Sholin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 30, 2020 - Present
KEYSTONE FINANCIAL SERVICES, LLC
Office #1: 9802 Nicholas Street Suite 315a, Omaha, NE 68114RIA
CRD#: 308397
Omaha, NE
Current
June 30, 2020 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 9802 Nicholas St Suite 315a, Omaha, NE 68114RIA
BD
CRD#: 120222
Omaha, NE
Past
October 27, 2014 - June 30, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
OMAHA, NE
Past
October 2, 2014 - June 30, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL SERVICES, LLC
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397 / SEC#: 801-120787
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Nebraska
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/27/2025)
RR
Colorado(6/30/2020)
IAR
Florida(4/19/2021)
RR
Kansas(1/21/2025)
RR
Nebraska(6/30/2020)
IAR
Nebraska(6/30/2020)
RR
North Carolina(7/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEYSTONE FINANCIAL SERVICES, LLC
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397 / SEC#: 801-120787
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Nebraska
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9802 Nicholas Street Suite 315a, Omaha, NE 68114
Mailing Address
Phone number
(402) 392-1212
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,530 |
| AUM (Assets Under Management) | $ 192,794,638 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397Omaha, NE 68114TRUST BUT VERIFY
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