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OE

Owen Elliott

Some features on this profile are disabled
CRD#: 6329648
OE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Owen Elliott, who also goes by Owen Matthews Elliott, was a registered financial professional .

Owen is a previously registered financial professional and started their career in finance in 2018. Owen had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Owen Matthews Elliott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 15, 2020 - May 29, 2024

ARLINGTON CAPITAL SERVICES, LLC

BD
CRD#: 304588
Birmingham, AL
Past

April 29, 2019 - July 10, 2020

M&A SECURITIES GROUP, INC.

BD
CRD#: 39999
BIRMINGHAM, AL
Past

February 22, 2018 - March 27, 2019

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/22/2018
Investment Banking Registered Representative Examination

Current Firm

AC
ARLINGTON CAPITAL SERVICES, LLC
ARLINGTON CAPITAL SERVICES, LLC

CRD#: 304588 / SEC#: , 8-70361

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
2000 Morris Avenue Suite 1100, Birmingham, AL 35203
Mailing Address
2000 Morris Avenue Suite 1100, Birmingham, AL 35203
Phone number
(205) 488-4380
Established
Alabama since 05/22/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARLINGTON CAPITAL ADVISORS, LLCOWNER
BROWN, SCOTTCHIEF FINANCIAL OFFICER6694802
BROWN, SCOTTFINOP6694802
BROWN, SCOTT LESLIEPOO6694802
HONEYCUTT, JAMES WADEPRESIDENT5960997
HONEYCUTT, JAMES WADECCO5960997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARLINGTON CAPITAL SERVICES, LLC

CRD#: 304588

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