Brianna M. Bruno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brianna Marie Bruno, who also goes by Brianna M Bruno, was a registered financial professional .
Brianna is a previously registered financial professional and started their career in finance in 2015. Brianna had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - October 3, 2022
VIRTUS INVESTMENT ADVISERS, LLC
December 6, 2019 - October 3, 2022
VP DISTRIBUTORS LLC
November 13, 2017 - September 5, 2019
VOYA INVESTMENT MANAGEMENT CO. LLC
July 13, 2015 - September 5, 2019
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 5, 2015 - July 13, 2015
PEOPLE'S SECURITIES, INC.
Primary Firm SEC Registration
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 53,982,609,839 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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