Michael T. Richter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Taylor Richter, who also goes by Michael Richter, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2014. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2026 - June 1, 2026
WALTON RE SECURITIES, LLC
May 21, 2018 - December 22, 2025
BLUEROCK CAPITAL MARKETS LLC
June 4, 2015 - November 15, 2016
KBS CAPITAL MARKETS GROUP LLC
September 12, 2014 - June 5, 2015
VERTICAL CAPITAL ASSET MANAGEMENT, LLC
May 7, 2014 - May 19, 2015
VERTICAL CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WALTON RE SECURITIES, LLC
CRD#: 172024 / SEC#: , 8-69494
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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