Jeremiah Ludington
Professional summary
Jeremiah Ludington III, who also goes by Jeremiah Ludington, is a registered financial advisor currently at MAINSTAY CAPITAL MANAGEMENT, LLC located in Grand Blanc, Michigan.
Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeremiah has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeremiah Ludington III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2019 - Present
MAINSTAY CAPITAL MANAGEMENT, LLC
Office #1: 10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439May 18, 2015 - April 30, 2019
ZHANG FINANCIAL
August 4, 2014 - January 12, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2014 - January 12, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MAINSTAY CAPITAL MANAGEMENT, LLC
CRD#: 109528 / SEC#: 801-58099
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/4/2019)
Exams
Current Firm
MAINSTAY CAPITAL MANAGEMENT, LLC
CRD#: 109528 / SEC#: 801-58099
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,455 |
| AUM (Assets Under Management) | $ 4,663,966,411 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 10/23/2023 | ||
| 12/14/2022 |
Red Flags
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