Thomas J. Coy

WELA FINANCIAL ADVISORY

San Antonio, TX 78209

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CRD#: 6328608

Professional summary

Thomas James Coy is a registered financial advisor currently at WELA FINANCIAL ADVISORY located in San Antonio, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Thomas has worked at 4 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Coy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2025 - Present

WELA FINANCIAL ADVISORY

Office #1: 366 W Sunset Rd Building 4, San Antonio, TX 78209

RIA

CRD#: 126266

San Antonio, TX

Past

June 9, 2025 - July 16, 2025

VICTORY CAPITAL MANAGEMENT INC.

RIA

CRD#: 106189

SAN ANTONIO, TX

Past

July 19, 2019 - October 27, 2023

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

San Antonio, TX

Past

February 20, 2018 - May 29, 2018

INDEPENDENCE WEALTH GROUP

RIA

CRD#: 170897

San Antono, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELA FINANCIAL ADVISORY

BRENT FORREST & ASSOCIATES | WELA FINANCIAL ADVISORY | BRENT L. FORREST | BRENT FORREST & ASSOCIATES, L.L.C.

CRD#: 126266 / SEC#: 801-72638

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

Texas

Registered Investment Advisory firm - (8/3/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2019

Securities Industry Essentials Examination

Current Firm

WELA FINANCIAL ADVISORY

BRENT FORREST & ASSOCIATES | WELA FINANCIAL ADVISORY | BRENT L. FORREST | BRENT FORREST & ASSOCIATES, L.L.C.

CRD#: 126266 / SEC#: 801-72638

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

Texas

Registered Investment Advisory firm - (8/3/2011 Terminated)

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Contact information

Main Address

366 W Sunset Rd Building 4, San Antonio, TX 78209

Mailing Address

Phone number

(210) 530-9599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (7/24/2025)

Regulatory assets under management

Total Number of Accounts	1,408
AUM (Assets Under Management)	$ 525,861,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. Coy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Coy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELA FINANCIAL ADVISORY

VICTORY CAPITAL MANAGEMENT INC.

ALLIANCEBERNSTEIN L.P.

INDEPENDENCE WEALTH GROUP

Primary Firm SEC Registration

WELA FINANCIAL ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2018

SIE

Date: 7/18/2019

Current Firm

WELA FINANCIAL ADVISORY

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELA FINANCIAL ADVISORY

TRUST BUT VERIFY

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