Mohammad Hameed

ALLY INVEST ADVISORS

Katy, TX

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CRD#: 6327918

Professional summary

Mohammad Hameed, who also goes by Mo Hameed, Mohammad Hamad Hameed, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Katy, Texas and ALLY INVEST SECURITIES LLC located in Lewisville, Texas.

Mohammad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mohammad has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mo Hameed | Mohammad Hamad Hameed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Exp Realty, LLC. Not investment related. 9600 Great Hills Trl. Suite 150W Austin, TX 78759. Real Estate Agent. 9/9/2024. 0-20 hrs/month. Remote real estate sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohammad Hameed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2021 - Present

ALLY INVEST ADVISORS

RIA

CRD#: 170301

Katy, TX

Current

June 2, 2021 - Present

ALLY INVEST SECURITIES LLC

Office #1: 2911 Lake Vista Drive, Lewisville, TX 75067

CRD#: 136131

Lewisville, TX

Past

October 21, 2020 - May 14, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

HOUSTON, TX

Past

October 21, 2020 - May 14, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

HOUSTON, TX

Past

October 4, 2019 - October 20, 2020

PFS INVESTMENTS INC.

RIA

CRD#: 10111

HOUSTON, TX

Past

September 13, 2019 - October 20, 2020

PFS INVESTMENTS INC.

CRD#: 10111

HOUSTON, TX

Past

June 21, 2018 - August 21, 2018

FROST INVESTMENT SERVICES

RIA

CRD#: 286129

SUGAR LAND, TX

Past

June 21, 2018 - August 21, 2018

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

SAN ANTONIO, TX

Past

July 10, 2017 - March 9, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

January 28, 2017 - March 9, 2018

SCOTTRADE, INC.

CRD#: 8206

HOUSTON, TX

Past

September 17, 2015 - September 16, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

HOUSTON, TX

Past

June 26, 2014 - July 16, 2015

BBVA SECURITIES INC.

CRD#: 27060

SUGARLAND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/2/2021)

Alaska
(6/2/2021)

Arizona
(6/2/2021)

Arkansas
(6/2/2021)

California
(6/2/2021)

Colorado
(6/2/2021)

Connecticut
(6/2/2021)

Delaware
(6/2/2021)

District of Columbia
(6/2/2021)

Florida
(6/2/2021)

Georgia
(6/2/2021)

Hawaii
(6/2/2021)

Idaho
(6/2/2021)

Illinois
(6/2/2021)

Indiana
(6/2/2021)

Iowa
(6/2/2021)

Kansas
(6/2/2021)

Kentucky
(6/2/2021)

Louisiana
(6/2/2021)

Maine
(6/2/2021)

Maryland
(6/2/2021)

Massachusetts
(6/2/2021)

Michigan
(6/2/2021)

Minnesota
(6/2/2021)

Mississippi
(6/2/2021)

Missouri
(6/2/2021)

Montana
(6/2/2021)

Nebraska
(6/2/2021)

Nevada
(6/2/2021)

New Hampshire
(6/2/2021)

New Jersey
(6/2/2021)

New Mexico
(6/2/2021)

New York
(6/2/2021)

North Carolina
(6/2/2021)

North Dakota
(6/2/2021)

Ohio
(6/2/2021)

Oklahoma
(6/2/2021)

Oregon
(6/2/2021)

Pennsylvania
(6/2/2021)

Puerto Rico
(6/2/2021)

Rhode Island
(6/2/2021)

South Carolina
(6/2/2021)

South Dakota
(6/2/2021)

Tennessee
(6/2/2021)

Texas
(6/2/2021)

IAR

Texas
(10/7/2021)

Utah
(6/2/2021)

Vermont
(6/2/2021)

Virginia
(6/2/2021)

Washington
(6/2/2021)

West Virginia
(6/2/2021)

Wisconsin
(6/2/2021)

Wyoming
(6/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/21/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/26/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

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Contact information

Main Address

601 S. Tryon Street Suite 100, Charlotte, NC 28202

Mailing Address

Phone number

(855) 880-2559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	76,058
AUM (Assets Under Management)	$ 1,389,572,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mohammad Hameed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohammad Hameed's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLY INVEST SECURITIES LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

FROST INVESTMENT SERVICES

FROST BROKERAGE SERVICES, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

J.P. MORGAN SECURITIES LLC

BBVA SECURITIES INC.

Primary Firm SEC Registration

ALLY INVEST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2017

Series 63

Date: 8/21/2014

SIE

Date: 8/21/2018

Series 7

Date: 1/28/2017

Series 6

Date: 6/26/2014

FINRA

Current Firm

ALLY INVEST ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLY INVEST ADVISORS

TRUST BUT VERIFY

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