Kevin T. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Thomas White was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2014. Kevin had worked at 1 firm and has passed the Series 66 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2014 - September 26, 2017
SFA FINANCIAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SFA FINANCIAL, LLC
CRD#: 149647 / SEC#: , 8-68156
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMITH, BRIAN DAVID | MANAGING MEMBER/FINOP/PRINCIPAL/PFO/CCO | 2394812 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
