Harold N. Boone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Neil Boone, CFP®, who also goes by Harold Boone, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 2014. Harold had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
March 27, 2024 - December 31, 2024
BASIS TAX ADVISORY LLC
January 20, 2023 - February 23, 2023
KB FINANCIAL ADVISORS LLC
January 21, 2022 - September 27, 2022
FACET
November 21, 2018 - January 3, 2022
BRIGHTON JONES LLC
January 4, 2017 - January 16, 2018
MML INVESTORS SERVICES, LLC
October 15, 2014 - January 16, 2018
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BASIS TAX ADVISORY LLC
CRD#: 325949 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
