John Breed Deane
Professional Summary
John Breed Deane was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1966 - 1997. John had worked at 3 firms and has passed the Series 65, Series 63, Series 15, Series 5, PC, Series 1, Series 4, Series 40 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
60 years in the financial services industry
Current & Past Employments
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Current Firm
LOCKWOOD CAPITAL MANAGEMENT, INC | LOCKWOOD FINANCIAL SERVICES, INC. | LOCKWOOD FINANCIAL SERVICES, INC | LOCKWOOD CONSULTING SERVICES, INC.
Contact Information
Established
Delaware since 10/24/1995Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LFG, INC. | PARENT CORPORATION | — |
| BICKET, PATRICIA ANN | SECRETARY | 4030557 |
| BRUECKNER, RICHARD FREDERICK | DIRECTOR | 878486 |
| DETWILER, ELIZABETH C | ASST. SECRETARY | 4361137 |
| DUDDIE, ROBERT JOSEPH | CHIEF OPERATIONS OFFICER/VP | 1498367 |
| GIZZI, EMIL | CHIEF FINANCIAL OFFICER/FINOP | 1330391 |
| LOGUE, MICHELLE MARIE | PRESIDENT/CHIEF COMPLIANCE OFFICER | 2169361 |
| MASTRO, THOMAS J. | TREASURER | 3242279 |
| MCCLELLAN, CHRISTINA MARIE | CHIEF FINANCIAL OFFICER | 4369407 |
| REINHART, LEONARD ALAN | DIRECTOR/VP | 871907 |
| SHEA, BRIAN THOMAS | CHAIRMAN | 1176298 |
| SISLER, HEATHER | ASST. SECRETARY | 4604058 |
| ZANGRE, ANTHONY | VICE PRESIDENT | 4240260 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Nov 1982Series 5 — Interest Rate Options Examination
Passed Dec 1981PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Mar 1966Series 40 — Registered Principal Examination
Passed Jun 1977Series 12 — NYSE Branch Manager Examination
Passed Feb 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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