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AA

Alexander Amundson

AVION WEALTH
The Woodlands, TX 77381-3913
Some features on this profile are disabled
CRD#: 6327059
AA

Professional summary

Alexander Amundson, who also goes by Alexander Eric Amundson, Alex Amundson, is a registered financial advisor currently at AVION WEALTH located in The Woodlands, Texas.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alexander has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alexander Eric Amundson | Alex Amundson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Amundson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2026 - Present

AVION WEALTH

Office #1: 2829 Technology Forest Boulevard Suite 300, The Woodlands, TX 77381-3913
RIA
CRD#: 134242
The Woodlands, TX
Past

December 3, 2024 - April 14, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
San Francisco, CA
Past

December 2, 2024 - April 14, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
San Francisco, CA
Past

June 21, 2022 - November 21, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
FRESNO, CA
Past

June 21, 2022 - November 21, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
FRESNO, CA
Past

July 26, 2019 - February 16, 2022

MARINER ADVISOR NETWORK

RIA
CRD#: 283824
Fresno, CA
Past

May 17, 2019 - March 3, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
FRESNO, CA
Past

February 4, 2016 - March 1, 2019

REGENCY INVESTMENT ADVISORS INC

RIA
CRD#: 106990
FRESNO, CA
Past

July 7, 2015 - September 28, 2015

SCF INVESTMENT ADVISORS, INC.

RIA
CRD#: 123608
FRESNO, CA
Past

June 29, 2015 - September 28, 2015

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

May 7, 2015 - June 30, 2015

CAPITAL FINANCIAL SERVICES, INC.

RIA
CRD#: 8408
FRESNO, CA
Past

May 12, 2014 - June 30, 2015

CAPITAL FINANCIAL SERVICES, INC.

BD
CRD#: 8408
FRESNO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVION WEALTH
AVION WEALTH | EFFICIENT WEALTH MANAGEMENT, LLC | EFFICIENT WEALTH MANAGEMENT LLC | EFFICIENT WEALTH MANAGEMENT | AVION WEALTH, LLC

CRD#: 134242 / SEC#: 801-99351

RIA
Registered Investment Advisory firm - (6/8/2015 Approved)
California
Registered Investment Advisory firm - (7/11/2015 Terminated)
Texas
Registered Investment Advisory firm - (6/11/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/9/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/17/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/2014
General Securities Representative Examination

Current Firm

AW
AVION WEALTH
AVION WEALTH | EFFICIENT WEALTH MANAGEMENT, LLC | EFFICIENT WEALTH MANAGEMENT LLC | EFFICIENT WEALTH MANAGEMENT | AVION WEALTH, LLC

CRD#: 134242 / SEC#: 801-99351

RIA
Registered Investment Advisory firm - (6/8/2015 Approved)
California
Registered Investment Advisory firm - (7/11/2015 Terminated)
Texas
Registered Investment Advisory firm - (6/11/2015 Terminated)
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Contact information

Main Address
2829 Technology Forest Boulevard Suite 300, The Woodlands, TX 77381-3913
Mailing Address
Phone number
(281) 528-1200
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (3/24/2025)

Regulatory assets under management

Total Number of Accounts1,523
AUM (Assets Under Management)$ 848,721,665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVION WEALTH

CRD#: 134242The Woodlands, TX 77381-3913

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