Andrew J. Mitchell

CRITICAL CAPITAL

LEAWOOD, KS

CRD#: 6326430

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Professional summary

Andrew James Mitchell, CFP® is a registered financial advisor currently at CRITICAL CAPITAL LLC located in Leawood, Kansas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Andrew has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 12, 2026 - Present

CRITICAL CAPITAL LLC

RIA

CRD#: 342537

LEAWOOD, KS

Past

December 16, 2022 - May 15, 2026

TLG ADVISORS, INC.

RIA

CRD#: 111052

Leawood, KS

Past

November 17, 2022 - November 17, 2022

TLG ADVISORS, INC.

RIA

CRD#: 111052

Leawood, KS

Past

May 17, 2022 - May 15, 2026

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

June 29, 2020 - January 3, 2023

MAS ADVISORS LLC

RIA

CRD#: 165906

Leawood, KS

Past

June 20, 2014 - July 17, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LEAWOOD, KS

Past

May 27, 2014 - July 17, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LEAWOOD, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/13/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/2014

General Securities Representative Examination

Current Firm

CRITICAL CAPITAL LLC

CRD#: 342537 / SEC#:

Texas

Registered Investment Advisory firm - (5/26/2026 Conditional Restricted)

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Contact information

Main Address

Leawood, KS

Mailing Address

Phone number

(913) 593-1917

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew J. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRITICAL CAPITAL LLC

TLG ADVISORS, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

MAS ADVISORS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2014

Series 7TO

Date: 3/13/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/27/2014

Current Firm

CRITICAL CAPITAL LLC

Contact information

Documents

Red Flags

Company Information

CRITICAL CAPITAL LLC

TRUST BUT VERIFY

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