Gabrielle P. Lounds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabrielle Perregaux Lounds, CFA, who also goes by Gabrielle P Lounds, Gabrielle Perregaux Lounds, Gabrielle Lounds, Gabrielle Florence Perregaux, was a registered financial professional .
Gabrielle is a previously registered financial professional and started their career in finance in 2014. Gabrielle had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2024 - March 24, 2026
HIGHTOWER ADVISORS, LLC
November 12, 2024 - March 24, 2026
HIGHTOWER SECURITIES, LLC
April 13, 2022 - September 25, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2022 - September 25, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 2018 - November 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2018 - November 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2016 - July 3, 2018
RBC ROCHDALE, LLC
May 3, 2016 - July 3, 2018
CNR SECURITIES, LLC
March 15, 2016 - April 29, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 15, 2016 - April 29, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2015 - February 1, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 30, 2015 - February 1, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 1, 2014 - October 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 2014 - October 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration

HIGHTOWER ADVISORS, LLC
CRD#: 145323 / SEC#: 801-69625
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm

HIGHTOWER ADVISORS, LLC
CRD#: 145323 / SEC#: 801-69625
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 194,461 |
| AUM (Assets Under Management) | $ 164,789,471,551 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2026 | ||
| 12/23/2025 | ||
| 11/26/2025 | ||
| 11/25/2025 | ||
| 11/24/2025 | ||
| 11/05/2025 | ||
| 10/28/2025 | ||
| 10/28/2025 | ||
| 09/29/2025 | ||
| 09/17/2025 | ||
| 09/15/2025 | ||
| 08/28/2025 | ||
| 01/28/2025 | ||
| 01/28/2025 | ||
| 01/28/2025 | ||
| 12/12/2024 | ||
| 12/06/2024 | ||
| 11/11/2024 | ||
| 10/25/2024 | ||
| 09/27/2024 | ||
| 09/26/2024 | ||
| 12/21/2023 | ||
| 12/19/2023 | ||
| 12/19/2023 | ||
| 12/19/2023 | ||
| 12/11/2023 | ||
| 11/20/2023 | ||
| 11/15/2023 | ||
| 11/08/2023 | ||
| 11/07/2023 | ||
| 10/30/2023 | ||
| 10/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.