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Michael Frederick Walstrom

Michael Frederick Walstrom

CFP®
KESTRA ADVISORY SERVICES
Boca Raton, FL
·CRD# 6326370·12 years experience

Professional Summary

Michael Frederick Walstrom, CFP®, who also goes by Michael F Walstrom, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Boca Raton, Florida and KESTRA INVESTMENT SERVICES, LLC located in Boca Raton, Florida. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael F Walstrom

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2019

Years of Experience

12 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
6601 Park Of Commerce Blvd Suite 12-082, Boca Raton, FL 33487
July 9, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
6601 Park Of Commerce Blvd Suite 12-082, Boca Raton, FL 33487
July 1, 2020 - Present
MORGAN STANLEY·CRD# 149777
RIA
Boca Raton, FL
September 8, 2016 - July 2, 2020
MORGAN STANLEY·CRD# 149777
BD
Boca Raton, FL
September 7, 2016 - July 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Boca Raton, FL
August 19, 2014 - September 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Boca Raton, FL
July 18, 2014 - September 8, 2016

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: iar Start Date: 7/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage my clients as a fiduciary in accordance with all applicable regulations and laws. Name: Rotary Club of Boca Raton Downtown Investment Related: No Address: P.O. Box 880087 Boca Raton FL 33488 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: I am a club member and board member. Start Date: 11/7/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: We meet every Friday for Lunch, then the second Tuesday evening each month for board meetings. We also do periodic service projects. Name: Michael F. Walstrom, Aequus Partners LLC Investment Related: Yes Address: 980 N Federal Hwy, Suite 110 Boca Raton FL 33432 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Planner Start Date: 9/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial Planning Name: ROTARY DISTRICT 6930 CHARITABLE FOUNDATION, INC. Investment Related: No Address: 11015 VIA LUCCA Boynton Beach FL 33437 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: As District Governor (July 2021 - June 2022) I become a director by default. Start Date: 5/21/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: With the other directors, I oversee the Fund receiving and distributing funds for our projects. My primary role is to act as the district cheerleader for our projects, making sure the clubs know about them and get excited about participating. Name: MYM DEVELOPMENT, LLC POSITION: Co-Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2024 ADDRESS: 7395 Avenida Del Mar, 1213, Boca Raton FL 33433, United States DESCRIPTION: Offer high-level planning and guidance and design guidance for the model homes. Name: YUMI HOLDINGS LLC POSITION: Co-Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2026 ADDRESS: 11127 Stonewood Forest Trail, Boynton Beach FL 33473-4883, United States DESCRIPTION: Our LLC will own the home. We will collect monthly rent. This will be an investment.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/1/2020)
RR
Florida
(7/1/2020)
IAR
Florida
(7/9/2020)
RR
Maryland
(7/1/2020)
RR
Michigan
(7/1/2020)
RR
New York
(7/1/2020)
RR
North Carolina
(2/6/2026)
RR
Pennsylvania
(7/1/2020)
RR
Rhode Island
(1/2/2026)
RR
South Carolina
(3/18/2021)
RR
Texas
(7/1/2020)
IAR
Texas
(10/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Frederick Walstrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Michael Frederick Walstrom
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