Michael Joseph Kerrigan

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years registered in the securities industry

Current & Past Employments

Current

NORTHERN TRUST SECURITIES, INC.Current·CRD# 7927

RIA

BD

181 West Madison, Chicago, IL 60602

November 3, 2026 - Present

Past

PACER FINANCIAL, INC.Past·CRD# 137040

BD

Malvern, PA

February 14, 2019 - October 9, 2026

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Current Firm

NORTHERN TRUST SECURITIES, INC.

JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.

CRD#: 7927 / SEC#: 801-80781, 8-23689

RIA

Registered Investment Advisory firm - SEC (1/2/2015 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

333 S. Wabash Avenue 34th Floor, Chicago, IL 60604

Mailing Address

333 S. Wabash Avenue, Chicago, IL 60604

Phone Number

(312) 557-2000

Established

Delaware since 04/05/1979

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

385

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

NORTHERN TRUST SECURITIES, INC. ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
NORTHERN TRUST CORPORATION	SHAREHOLDER	—
BURNS, RYAN DOUGLAS	DIRECTOR	7427168
CARBERRY, CRAIG RICHARD	CHIEF LEGAL OFFICER & SECRETARY	2075889
CHAPPELL, DARLENE	MLRO (ANTI-MONEY LAUNDERING OFFICER)	8158928
DEVITA, DINO ANTHONY	DIRECTOR	3022063
PECCATIELLO, ANTHONY JOSEPH	CHIEF FINANCIAL OFFICER	5716365
PECCATIELLO, ANTHONY JOSEPH	CHIEF OPERATIONS OFFICER	5716365
PICKETT, MELANIE ZAIRIS	DIRECTOR	3256748
THOMAS, SUNITHA CHERIAN	DIRECTOR	7881171
THORNTON, MITCHELL BLAIR	PRESIDENT	2515299
THORNTON, MITCHELL BLAIR	DIRECTOR	2515299
WILLIAMS, AMANDA TAWNEY	CHIEF COMPLIANCE OFFICER	4195897

Regulatory Assets Under Management

Total Number of Accounts

2,605

AUM (Assets Under Management)

$1,662,427,504

Disclosures

Regulatory Event

8

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2026	Cover Page	Report
08/21/2025	Cover Page	Report
09/25/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHERN TRUST SECURITIES, INC.

JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.

CRD#: 7927 / SEC#: 801-80781, 8-23689

RIA

Registered Investment Advisory firm - SEC (1/2/2015 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/3/2026)

RR

Alaska
(11/3/2026)

RR

Arizona
(11/3/2026)

RR

Arkansas
(11/3/2026)

RR

California
(11/3/2026)

RR

Colorado
(11/3/2026)

RR

Connecticut
(11/3/2026)

RR

Delaware
(11/3/2026)

RR

District of Columbia
(11/3/2026)

RR

Florida
(11/3/2026)

RR

Georgia
(11/3/2026)

RR

Hawaii
(11/3/2026)

RR

Idaho
(11/3/2026)

RR

Illinois
(11/3/2026)

RR

Indiana
(11/3/2026)

RR

Iowa
(11/3/2026)

RR

Kansas
(11/3/2026)

RR

Kentucky
(11/3/2026)

RR

Louisiana
(11/3/2026)

RR

Maine
(11/3/2026)

RR

Maryland
(11/3/2026)

RR

Massachusetts
(11/3/2026)

RR

Michigan
(11/3/2026)

RR

Minnesota
(11/3/2026)

RR

Mississippi
(11/3/2026)

RR

Missouri
(11/3/2026)

RR

Montana
(11/3/2026)

RR

Nebraska
(11/3/2026)

RR

Nevada
(11/3/2026)

RR

New Hampshire
(11/3/2026)

RR

New Jersey
(11/3/2026)

RR

New Mexico
(11/3/2026)

RR

New York
(11/3/2026)

RR

North Carolina
(11/3/2026)

RR

North Dakota
(11/3/2026)

RR

Ohio
(11/3/2026)

RR

Oklahoma
(11/3/2026)

RR

Oregon
(11/3/2026)

RR

Pennsylvania
(11/3/2026)

RR

Puerto Rico
(11/3/2026)

RR

Rhode Island
(11/3/2026)

RR

South Carolina
(11/3/2026)

RR

South Dakota
(11/3/2026)

RR

Tennessee
(11/3/2026)

RR

Texas
(11/3/2026)

RR

Utah
(11/3/2026)

RR

Vermont
(11/3/2026)

RR

Virgin Islands
(11/3/2026)

RR

Virginia
(11/3/2026)

RR

Washington
(11/3/2026)

RR

West Virginia
(11/3/2026)

RR

Wisconsin
(11/3/2026)

RR

Wyoming
(11/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.