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Charles Nguyen

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CRD#: 6326161
CN
Charles Nguyen

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Nguyen was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 2020. Charles had worked at 2 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Forthright Capital Partners, LLC, investment related, 7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128, Insurance Agency, Managing Member/Agent, Start Date 06/2020, 160 hours per month and 120 during securities trading hours, Solicitation of individual life insurance products to consumers. Maintained and reviewed client accounts on an annual basis. Oversaw training and sales programs for new insurance agents.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 1, 2022 - August 20, 2026

FORTHRIGHT CAPITAL

RIA
CRD#: 323596
LAS VEGAS, NV
Past

October 9, 2020 - January 3, 2025

COPPELL ADVISORY SOLUTIONS LLC

RIA
CRD#: 156549
Las Vegas, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTHRIGHT CAPITAL
BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY | FORTHRIGHT CAPITAL

CRD#: 323596 / SEC#: 801-128191

RIA
Registered Investment Advisory firm - (7/25/2023 Approved)
Nevada
Registered Investment Advisory firm - (9/29/2023 Terminated)
Ohio
Registered Investment Advisory firm - (9/14/2023 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
Series 63
Status Unavailable
Passed: 6/6/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 8/24/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
Series 6TO
Status Unavailable
Passed: 7/5/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
SIE
Status Unavailable
Passed: 6/6/2025
Securities Industry Essentials Examination
Principal/Supervisory Exam
Series 26
Status Unavailable
Passed: 7/5/2025
Investment Company Products/Variable Contracts Principal Examination

Current Firm

FC
FORTHRIGHT CAPITAL
BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY | FORTHRIGHT CAPITAL

CRD#: 323596 / SEC#: 801-128191

RIA
Registered Investment Advisory firm - (7/25/2023 Approved)
Nevada
Registered Investment Advisory firm - (9/29/2023 Terminated)
Ohio
Registered Investment Advisory firm - (9/14/2023 Terminated)
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Contact information

Main Address
7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128
Mailing Address
Phone number
(725) 712-3011
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORTHRIGHT CAPITAL ADVISORY ADV PART 2A (8/25/2026)

Regulatory assets under management

Total Number of Accounts1,363
AUM (Assets Under Management)$ 107,686,977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTHRIGHT CAPITAL

CRD#: 323596

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