AB
Ashley J. Barnes
THE HUNTINGTON INVESTMENT COMPANY
Pickerington, OH 43147
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CRD#: 6326110
AB
Professional summary
Ashley Jenelle Barnes, who also goes by Ashley J Adams, Ashley Jenelle Adams, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Pickerington, Ohio.
Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ashley has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashley J Adams | Ashley Jenelle Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Jenelle Barnes's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ashley Jenelle Barnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2018 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Pickerington Banking Office 125 Postage Drive, Pickerington, OH 43147Office #2: Cohe Osj - Bethel Road 1600 Bethel Road, Columbus, OH 43220Office #3: University Banking Office 1928 N. High Street, Columbus, OH 43201Office #4: Clintonville Banking Office 3350 Indianola Avenue, Columbus, OH 43214Office #5: Beechwold Banking Office 4466 North High Street, Columbus, OH 43214Office #6: Rocky Fork Banking Office 380 South Hamilton Road, Gahanna, OH 43230Office #7: Brice-livingston Banking Office 6127 East Livingston Avenue, Columbus, OH 43232Office #8: Capitol Square 17 South High Street, Columbus, OH 43215Office #9: Stoneridge Plaza Banking Office 1301 North Hamilton Road, Gahanna, OH 43230Office #10: Newark Office 1040 N 21st Street, Newark, OH 43055Office #11: Short North 830 North High Street, Columbus, OH 43215Office #12: Zanesville Main 422 Main Street, Zanesville, OH 43702Office #13: Maple Bell 2801 Maple Avenue, Zanesville, OH 43701Office #14: South Zanesville Banking Office 219 North Maysville Avenue, Zanesville, OH 43701Office #15: Pataskala 36 W. Broad Street, Pataskala, OH 43062Office #16: Heath 580 Hebron Road, Heath, OH 43056Office #17: Granville 222 E. Broadway, Granville, OH 43023Office #18: Reynoldsburg East Broad Street Banking Office 8220 East Broad Street, Reynoldsburg, OH 43068Office #19: Brewery District Banking Office 600 South High Street, Columbus, OH 43215Office #20: New Albany Central College Office 5550 New Albany Road East, New Albany, OH 43054Office #21: Whitehall East Broad 4550 E Broad Street, Columbus, OH 43213Office #22: Johnstown 880 W Coshocton Street, Johnstown, OH 43031Office #23: Ohio State Doan Branch 410 W 10th Avenue, Columbus, OH 43210Office #24: Cambridge North 11th St 175 N Eleventh St, Cambridge, OH 43725Office #25: Coshocton Ave 901 Coshocton Ave., Mount Vernon, OH 43050Office #26: Easton Market 3931 Morse Crossing, Columbus, OH 43219Office #27: Eastmoor Banking Office 3003 East Main Street, Columbus, OH 43209Office #28: Bexley 2631 E. Main St., Bexley, OH 43209Office #29: Westerville Banking Office 630 South State Street, Westerville, OH 43081Office #30: Sunbury Plaza Banking Office 6257 Sunbury Road, Westerville, OH 43081Office #31: Lewis Center 8671 Owenfield Drive, Powell, OH 43065Office #32: Polaris Banking Office 2055 Polaris Parkway, Columbus, OH 43240Office #33: New Albany 220 F Market St, New Albany, OH 43054Office #34: Gemini Branch 1146 Gemini Place, Columbus, OH 43240Office #35: Coh - Columbus - Maple Canyon 2141 East Dublin Granville Road, Columbus, OH 43229Office #37: Tremont Center Banking Office 2110 Tremont Center, Columbus, OH 43221Office #38: North State Street 790 N. State St, Westerville, OH 43082Office #39: Lane Avenue Banking Office 1531 West Lane Avenue, Columbus, OH 43221Office #40: Kingsdale 3224 Northwest Blvd., Upper Arlington, OH 43221Office #41: Sunbury Mills 221 W Cherry Street, Sunbury, OH 43074RIA
BD
CRD#: 16986
Pickerington, OH
Current
July 24, 2015 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Pickerington Banking Office 125 Postage Drive, Pickerington, OH 43147Office #2: Cohe Osj - Bethel Road 1600 Bethel Road, Columbus, OH 43220Office #3: University Banking Office 1928 N. High Street, Columbus, OH 43201Office #4: Clintonville Banking Office 3350 Indianola Avenue, Columbus, OH 43214Office #5: Beechwold Banking Office 4466 North High Street, Columbus, OH 43214Office #6: Rocky Fork Banking Office 380 South Hamilton Road, Gahanna, OH 43230Office #7: Brice-livingston Banking Office 6127 East Livingston Avenue, Columbus, OH 43232Office #8: Capitol Square 17 South High Street, Columbus, OH 43215Office #9: Stoneridge Plaza Banking Office 1301 North Hamilton Road, Gahanna, OH 43230Office #10: Newark Office 1040 N 21st Street, Newark, OH 43055Office #11: Short North 830 North High Street, Columbus, OH 43215Office #12: Zanesville Main 422 Main Street, Zanesville, OH 43702Office #13: Maple Bell 2801 Maple Avenue, Zanesville, OH 43701Office #14: South Zanesville Banking Office 219 North Maysville Avenue, Zanesville, OH 43701Office #15: Pataskala 36 W. Broad Street, Pataskala, OH 43062Office #16: Heath 580 Hebron Road, Heath, OH 43056Office #17: Granville 222 E. Broadway, Granville, OH 43023Office #18: Reynoldsburg East Broad Street Banking Office 8220 East Broad Street, Reynoldsburg, OH 43068Office #19: Brewery District Banking Office 600 South High Street, Columbus, OH 43215Office #20: New Albany Central College Office 5550 New Albany Road East, New Albany, OH 43054Office #21: Whitehall East Broad 4550 E Broad Street, Columbus, OH 43213Office #22: Johnstown 880 W Coshocton Street, Johnstown, OH 43031Office #23: Ohio State Doan Branch 410 W 10th Avenue, Columbus, OH 43210Office #24: Cambridge North 11th St 175 N Eleventh St, Cambridge, OH 43725Office #25: Coshocton Ave 901 Coshocton Ave., Mount Vernon, OH 43050Office #26: Easton Market 3931 Morse Crossing, Columbus, OH 43219Office #27: Eastmoor Banking Office 3003 East Main Street, Columbus, OH 43209Office #28: Bexley 2631 E. Main St., Bexley, OH 43209Office #29: Westerville Banking Office 630 South State Street, Westerville, OH 43081Office #30: Sunbury Plaza Banking Office 6257 Sunbury Road, Westerville, OH 43081Office #31: Lewis Center 8671 Owenfield Drive, Powell, OH 43065Office #32: Polaris Banking Office 2055 Polaris Parkway, Columbus, OH 43240Office #33: New Albany 220 F Market St, New Albany, OH 43054Office #34: Gemini Branch 1146 Gemini Place, Columbus, OH 43240Office #35: Coh - Columbus - Maple Canyon 2141 East Dublin Granville Road, Columbus, OH 43229Office #36: Tremont Center Banking Office 2110 Tremont Center, Columbus, OH 43221Office #37: North State Street 790 N. State St, Westerville, OH 43082Office #38: Lane Avenue Banking Office 1531 West Lane Avenue, Columbus, OH 43221Office #39: Kingsdale 3224 Northwest Blvd., Upper Arlington, OH 43221Office #40: Sunbury Mills 221 W Cherry Street, Sunbury, OH 43074RIA
BD
CRD#: 16986
Pickerington, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(5/28/2024)
RR
Ohio(8/4/2015)
IAR
Ohio(12/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
