Utkarsha Banerjee

WELLTH ADVISORY SERVICES

Alpharetta, GA

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CRD#: 6325972

Professional summary

Utkarsha Banerjee, AIF®, who also goes by Utkarsha Banerjee, Utkarsha Choudhury, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Alpharetta, Georgia and LPL FINANCIAL LLC located in Austin, Texas.

Utkarsha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Utkarsha has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Utkarsha Banerjee | Utkarsha Choudhury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 12/2024 / Strategic Retirement Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2) 01/09/2025 - WELLth Advisory Services, LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:12/09/2024 - 20 Hrs/Mth - 5 Hrs During Trading. 3) 01/09/2025 - WELLth Advisory Services, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:12/09/2024 - 20 Hrs/Mth - 5 Hrs During Trading.I provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Utkarsha Banerjee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 6, 2025 - Present

WELLTH ADVISORY SERVICES, LLC

RIA

CRD#: 330537

Alpharetta, GA

Current

December 18, 2024 - Present

LPL FINANCIAL LLC

Office #1: 8200 N Mopac Expy, Ste 350, Austin, TX 78759

RIA

CRD#: 6413

AUSTIN, TX

Past

July 18, 2024 - August 30, 2024

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 7691

ALPHARETTA, GA

Past

June 16, 2014 - March 9, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(12/18/2024)

IAR

Georgia
(1/6/2025)

Texas
(12/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/28/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/16/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/13/2019

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

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Contact information

Main Address

Shorewood, IL

Mailing Address

Phone number

(866) 777-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)

WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,338
AUM (Assets Under Management)	$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Utkarsha Banerjee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Utkarsha Banerjee's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

ALERA INVESTMENT ADVISORS, LLC

ARISTA CONSULTING GROUP

LPL FINANCIAL LLC

ALLIANT RETIREMENT CONSULTING

CETERA WEALTH SERVICES, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

WELLTH ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2017

Series 63

Date: 7/28/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2017

Series 6

Date: 6/16/2014

Series 26

Date: 8/13/2019

FINRA

Current Firm

WELLTH ADVISORY SERVICES, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLTH ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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