FM
Frederick W. Miller
FAMILY LEGACY PLANNING
Lafayette, LA 70508
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CRD#: 6325001
FM
Professional summary
Frederick William Miller is a registered financial advisor currently at FAMILY LEGACY PLANNING located in Lafayette, Louisiana.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Frederick has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Gingerbread House of New Iberia; Not Investment Related; 606 Rue de Lion, New Iberia LA 70563; Children's daycare facility; Secretary/Property Manager; Start date 06/2017; Approx. 10 hours per month/0 hours during securities trading hours; Duties include property management and occasional bookkeeping.
CRS (Client Relationship Summary) - RIA
Click below to view Frederick William Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2018 - Present
FAMILY LEGACY PLANNING
Office #1: 101 La Rue France Suite 103, Lafayette, LA 70508RIA
CRD#: 294277
Lafayette, LA
Past
April 4, 2017 - December 21, 2018
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Lafayette, LA
Past
April 16, 2014 - April 5, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FAMILY LEGACY PLANNING
F.W. MILLER FINANCIAL | FLP WEALTH MANAGEMENT, LLC | FAMILY LEGACY PLANNING
CRD#: 294277 / SEC#: 801-130790
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Arkansas
Registered Investment Advisory firm - (9/19/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/24/2024 Terminated)Texas
Registered Investment Advisory firm - (9/18/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/17/2018)
IAR
Texas(1/7/2019)
Current Firm
FL
FAMILY LEGACY PLANNING
F.W. MILLER FINANCIAL | FLP WEALTH MANAGEMENT, LLC | FAMILY LEGACY PLANNING
CRD#: 294277 / SEC#: 801-130790
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Arkansas
Registered Investment Advisory firm - (9/19/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/24/2024 Terminated)Texas
Registered Investment Advisory firm - (9/18/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1003 Se 14th St. Ste 15, Bentonville, AR 72712
Mailing Address
Phone number
(479) 273-3040
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 135,626,460 |
Red Flags
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Company Information
FAMILY LEGACY PLANNING
CRD#: 294277Lafayette, LA 70508TRUST BUT VERIFY
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