Mark D. Keffer

ISC ADVISORS

Gunter, TX

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CRD#: 6324241

Professional summary

Mark David Keffer is a registered financial advisor currently at ISC ADVISORS, INC. located in Gunter, Texas and INSTITUTIONAL SECURITIES CORPORATION located in Gunter, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MK Financial Services, sole proprietor, started 3/2018, Prosper, Texas, DBA, all securities, investment advisor services, and insurance products are sold through the broker dealer and investment advisor, Institutional Securities Corp, ISC Advisors, and Investment Sales Corp, respectively. 8/1/19 Rep was approved to use several web domains he purchased: 403binvestments.com,orpadvice.com, orpinvesting.com, mkfadvice.com. All redirect to the approved main web address for rep: mkfinancialadvice.com.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Keffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2016 - Present

ISC ADVISORS, INC.

Office #2: 3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

RIA

CRD#: 166586

Gunter, TX

Current

May 3, 2016 - Present

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

Gunter, TX

Past

July 11, 2014 - May 3, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANO, TX

Past

June 17, 2014 - May 3, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(5/31/2016)

IAR

Arkansas
(5/24/2019)

California
(5/3/2016)

IAR

California
(3/22/2017)

Colorado
(7/23/2021)

IAR

Colorado
(7/26/2021)

Florida
(2/9/2021)

IAR

Florida
(3/25/2021)

Georgia
(8/4/2020)

IAR

Georgia
(11/30/2020)

Indiana
(10/10/2022)

Kansas
(2/4/2020)

IAR

Kansas
(2/12/2020)

Louisiana
(5/31/2016)

IAR

Louisiana
(4/13/2018)

New York
(8/22/2022)

Oklahoma
(5/17/2022)

Pennsylvania
(5/3/2016)

Texas
(5/3/2016)

IAR

Texas
(5/3/2016)

Wyoming
(1/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/11/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

Mailing Address

Phone number

(214) 520-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,989
AUM (Assets Under Management)	$ 1,539,119,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Keffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Keffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTIONAL SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ISC ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/11/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/17/2014

FINRA

Current Firm

ISC ADVISORS, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC ADVISORS, INC.

TRUST BUT VERIFY

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