Richard A. Balance

INNOVATIVE WEALTH PARTNERS

PALM DESERT, CA

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CRD#: 6324182

Professional summary

Richard Allen Balance is a registered financial advisor currently at INNOVATIVE WEALTH PARTNERS, LLC located in Palm Desert, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RICHARD A. BALANCE is a Licensed Life Insurance Agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Balance's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2014 - Present

INNOVATIVE WEALTH PARTNERS, LLC

RIA

CRD#: 170929

PALM DESERT, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/6/2014)

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Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2013

Uniform Investment Adviser Law Examination

Current Firm

INNOVATIVE WEALTH PARTNERS, LLC

BALANCE, RICH A. | INNOVATIVE WEALTH PARTNERS, LLC

CRD#: 170929 / SEC#:

California

Registered Investment Advisory firm - (10/6/2014 Approved)

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Contact information

Main Address

Palm Desert, CA

Mailing Address

Phone number

(760) 264-5400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Balance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Balance's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2013

Current Firm

INNOVATIVE WEALTH PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

INNOVATIVE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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