Jay C. Pawlowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay C Pawlowski was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2014. Jay had worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2026 - August 12, 2026
FSA ADVISORS, INC.
August 20, 2015 - July 1, 2021
FIRST HEARTLAND CONSULTANTS, INC.
December 1, 2014 - July 1, 2021
FIRST HEARTLAND CAPITAL, INC.
Primary Firm SEC Registration
FSA ADVISORS, INC.
CRD#: 286251 / SEC#: 801-120474
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
FSA ADVISORS, INC.
CRD#: 286251 / SEC#: 801-120474
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,406 |
| AUM (Assets Under Management) | $ 573,381,186 |
Red Flags
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