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DB

Daniel T. Bingham

PEIRCE CAPITAL MANAGEMENT
THE WOODLANDS, TX 77381
Some features on this profile are disabled
CRD#: 6323927
DB

Professional summary

Daniel Torrey Bingham JR., who also goes by Daniel Bingham, is a registered financial advisor currently at PEIRCE CAPITAL MANAGEMENT, LLC located in The Woodlands, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel Bingham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Torrey Bingham JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2020 - Present

PEIRCE CAPITAL MANAGEMENT, LLC

Office #1: 4840 W. Panther Creek Suite 210, The Woodlands, TX 77381
RIA
CRD#: 142654
THE WOODLANDS, TX
Past

March 22, 2018 - May 4, 2020

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RIA
CRD#: 283004
Houston, TX
Past

March 22, 2018 - May 4, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HOUSTON, TX
Past

June 28, 2016 - April 3, 2018

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
HOUSTON, TX
Past

April 4, 2016 - April 3, 2018

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
HOUSTON, TX
Past

May 6, 2014 - April 8, 2016

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PEIRCE CAPITAL MANAGEMENT, LLC
OPTIMUM CAPITAL MANAGEMENT | WESLEY MICHAEL PEIRCE | PEIRCE, WESLEY MICHAEL | PEIRCE CAPITAL MANAGEMENT, LLC | PEIRCE CAPITAL MANAGEMENT

CRD#: 142654 / SEC#: 801-100442

RIA
Registered Investment Advisory firm - (7/1/2015 Approved)
Louisiana
Registered Investment Advisory firm - (12/31/2010 Failure to Renew)
Texas
Registered Investment Advisory firm - (7/16/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/8/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/28/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/14/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/2014
General Securities Representative Examination

Current Firm

PC
PEIRCE CAPITAL MANAGEMENT, LLC
OPTIMUM CAPITAL MANAGEMENT | WESLEY MICHAEL PEIRCE | PEIRCE, WESLEY MICHAEL | PEIRCE CAPITAL MANAGEMENT, LLC | PEIRCE CAPITAL MANAGEMENT

CRD#: 142654 / SEC#: 801-100442

RIA
Registered Investment Advisory firm - (7/1/2015 Approved)
Louisiana
Registered Investment Advisory firm - (12/31/2010 Failure to Renew)
Texas
Registered Investment Advisory firm - (7/16/2015 Terminated)
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Contact information

Main Address
4840 W. Panther Creek, Suite 210, The Woodlands, TX 77381-6647
Mailing Address
Phone number
(281) 858-3524
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PEIRCE CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts977
AUM (Assets Under Management)$ 456,828,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEIRCE CAPITAL MANAGEMENT, LLC

CRD#: 142654The Woodlands, TX 77381

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