Rachel Gustafson

FINANCIAL INVESTMENT TEAM ("FIT")

PORTLAND, OR 97224

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CRD#: 6323899

Professional summary

Rachel Gustafson, CFP®, who also goes by Rachel Nicole Frank, Rachel N Gustafson, is a registered financial advisor currently at FINANCIAL INVESTMENT TEAM ("FIT") located in Portland, Oregon and SUMMIT WEALTH GROUP located in Portland, Oregon.

Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Rachel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Rachel Nicole Frank | Rachel N Gustafson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Investment Team; Financial Services; Investment Advisor Rep; Start Date: 2/2019; Approx Number Of Hours Spent On Activity Per Month: 170; Approx Number Of Hours Spent On Activity Per Month: 100

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Gustafson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

March 5, 2019 - Present

FINANCIAL INVESTMENT TEAM ("FIT")

Office #1: 15350 Sw Sequoia Pkwy Suite 150, Portland, OR 97224

RIA

CRD#: 145724

PORTLAND, OR

Current

September 20, 2026 - Present

SUMMIT WEALTH GROUP

Office #1: 15350 Sw Sequoia Pkwy, Suite 150, Portland, OR 97224Office #2: 13710 Struthers Road, Suite 115, Colorado Springs, CO 80921

RIA

CRD#: 335242

Portland, OR

Past

February 12, 2019 - September 1, 2026

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

PORTLAND, OR

Past

February 10, 2015 - January 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTLAND, OR

Past

November 10, 2014 - January 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/13/2019)

IAR

Texas
(3/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 2/9/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 11/10/2014

General Securities Representative Examination

Current Firm

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

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Contact information

Main Address

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921

Mailing Address

Phone number

(719) 633-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2026 ADV PART 2 (3/31/2026)

Regulatory assets under management

Total Number of Accounts	8,632
AUM (Assets Under Management)	$ 2,306,090,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rachel Gustafson

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Gustafson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT WEALTH GROUP

PEAK BROKERAGE SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SUMMIT WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 66

Passed: 2/9/2015

SIE

Passed: 10/1/2018

Series 7

Passed: 11/10/2014

Current Firm

SUMMIT WEALTH GROUP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH GROUP

TRUST BUT VERIFY

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