James N. Robinson

ARQ WEALTH ADVISORS

SCOTTSDALE, AZ 85260

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CRD#: 6323466

Professional summary

James Nelson Robinson, AIF®, who also goes by Jay Nelson Robinson, Jay Robinson, is a registered financial advisor currently at ARQ WEALTH ADVISORS, LLC located in Scottsdale, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Nelson Robinson | Jay Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WORK AS AN INDEPENDENT INSURANCE AGENT. THE BUSINESS IS INVESTMENT-RELATED, AND THE OFFICE LOCATION IS 9375 E. SHEA BLVD, SCOTTSDALE, AZ 85260. APPROXIMATELY 20% OF TIME WILL BE DEVOTED TO THE INSURANCE BUSINESS.Is a 0.5% owner of Restaurant Investment Partners.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nelson Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 20, 2014 - Present

ARQ WEALTH ADVISORS, LLC

Office #1: 8605 E. Raintree Dr Ste. 240, Scottsdale, AZ 85260

RIA

CRD#: 147351

SCOTTSDALE, AZ

Past

April 23, 2014 - September 16, 2014

TRAJAN WEALTH, L.L.C.

RIA

CRD#: 158847

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARQ WEALTH ADVISORS, LLC

ARQ WEALTH ADVISORS, LLC | SIEGEL/YOCUM ASSET MANAGEMENT, LLC | SIEGEL/ YOCUM ASSET MANAGEMENT, LLC | RUGGIERI FINANCIAL GROUP

CRD#: 147351 / SEC#: 801-107346

RIA

Registered Investment Advisory firm - (3/7/2016 Approved)

Arizona

Registered Investment Advisory firm - (3/9/2016 Terminated)

California

Registered Investment Advisory firm - (4/8/2016 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/20/2014)

IAR

Texas
(10/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/2014

Uniform Investment Adviser Law Examination

Current Firm

ARQ WEALTH ADVISORS, LLC

ARQ WEALTH ADVISORS, LLC | SIEGEL/YOCUM ASSET MANAGEMENT, LLC | SIEGEL/ YOCUM ASSET MANAGEMENT, LLC | RUGGIERI FINANCIAL GROUP

CRD#: 147351 / SEC#: 801-107346

RIA

Registered Investment Advisory firm - (3/7/2016 Approved)

Arizona

Registered Investment Advisory firm - (3/9/2016 Terminated)

California

Registered Investment Advisory firm - (4/8/2016 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2016 Terminated)

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Contact information

Main Address

8605 E. Raintree Dr Ste. 240, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 214-9572

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,663
AUM (Assets Under Management)	$ 701,933,068

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James N. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nelson Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARQ WEALTH ADVISORS, LLC

TRAJAN WEALTH, L.L.C.

Primary Firm SEC Registration

ARQ WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/2014

Current Firm

ARQ WEALTH ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARQ WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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