TN
Todd M. Nuttall
DIVERSIFY WEALTH MANAGEMENT
Orem, UT 84097
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CRD#: 6323247
TN
Professional summary
Todd Michael Nuttall is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Orem, Utah and DFPG INVESTMENTS, LLC located in Orem, Utah.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Todd has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Thirty-Three LLC; Non-Investment Related; 1436 East 820 North, Orem, UT 84097, United States; Holding Company; Partner; 11/2015; 0% during business hours; Investment holding company for investments in other entities. Keep all of the books and do all the tracking for the entity. 2. Nuttall Holdings Inc; Non-Investment Related; 253 E 1500 N Orem, UT 84057; Holding Company; Partner; 06/2007; 0% during business hours; Holding company for ownership of Four Nutz LLC, SOJO Crossfit and Caliber Wealth Management.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Michael Nuttall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2024 - Present
DIVERSIFY WEALTH MANAGEMENT, LLC
Office #1: 980 East 800 North Suite 203, Orem, UT 84097RIA
CRD#: 329878
Orem, UT
Current
July 14, 2015 - Present
DFPG INVESTMENTS, LLC
Office #1: 980 East 800 North Suite 203, Orem, UT 84097BD
CRD#: 155576
Orem, UT
Past
December 11, 2014 - July 16, 2024
CALIBER WEALTH MANAGEMENT, LLC
RIA
CRD#: 173280
OREM, UT
Past
April 28, 2014 - December 11, 2014
RIGGS CAPITAL MANAGEMENT, LLC
RIA
CRD#: 120253
PROVO, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
Registered Investment Advisory firm - (2/16/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2016)
RR
California(9/14/2016)
RR
Delaware(9/30/2022)
RR
Hawaii(5/19/2021)
RR
Idaho(12/17/2015)
IAR
Nebraska(4/28/2025)
RR
Nevada(9/14/2016)
RR
New Jersey(9/2/2015)
RR
New York(7/29/2021)
RR
Texas(9/6/2017)
RR
Utah(9/1/2015)
IAR
Utah(3/25/2024)
RR
Washington(11/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
Registered Investment Advisory firm - (2/16/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9017 S Riverside Dr Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 838-9999
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,760 |
| AUM (Assets Under Management) | $ 2,526,799,821 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878Orem, UT 84097TRUST BUT VERIFY
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