Pablo A. Sagion

MANGROVE ADVISORS

Los Angeles, CA

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CRD#: 6322819

Professional summary

Pablo Antonio Sagion, who also goes by Pablo A Sagion, Pablo Sagion, Pablo Antonio Saigon, is a registered financial advisor currently at MANGROVE ADVISORS, LLC located in Los Angeles, California.

Pablo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Pablo has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7TO and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pablo A Sagion | Pablo Sagion | Pablo Antonio Saigon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Supernal, LLC Not Investments Related Address: 15555 Laguna Canyon Rd, Irvine, CA 92618 Aerospace Company Employee Infrastructure Analyst: Evaluate and optimize physical facilities like charging stations and landing pads. Manage digital systems, ensure seamless air traffic control for autonomous vehicles, and oversee platform operations. Start: May 2023 Approximately 40 hours per month Less than 1 hour during securities trading hours per day

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Antonio Sagion's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2023 - Present

MANGROVE ADVISORS, LLC

RIA

CRD#: 328255

Los Angeles, CA

Past

January 5, 2022 - April 10, 2023

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

Newport Beach, CA

Past

December 21, 2021 - April 10, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEWPORT BEACH, CA

Past

May 11, 2017 - August 28, 2017

LINCOLN INVESTMENT

CRD#: 519

WEST PALM BEACH, FL

Past

May 9, 2014 - May 27, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

BRONX, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/22/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/14/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2021

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/9/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MANGROVE ADVISORS, LLC

MANGROVE ADVISORS, LLC | SAGION, PABLO, ANTONIO | SAGION, PABLO

CRD#: 328255 / SEC#:

California

Registered Investment Advisory firm - (12/12/2023 Approved)

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Contact information

Main Address

Santa Monica, CA

Mailing Address

2450 Colorado Avenue Suite 100e - #9756, Santa Monica, CA 90404

Phone number

(310) 889-5432

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pablo A. Sagion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Antonio Sagion's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANGROVE ADVISORS, LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS & CO. LLC

LINCOLN INVESTMENT

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2021

Series 63

Date: 5/22/2014

SIE

Date: 7/14/2022

Series 7TO

Date: 12/21/2021

Series 6

Date: 5/9/2014

Current Firm

MANGROVE ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

MANGROVE ADVISORS, LLC

TRUST BUT VERIFY

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