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Fernanda Caberlon

TIME ADVISORS USA
MIAMI, FL
·CRD# 6322746·12 years experience

Professional Summary

Fernanda Caberlon is a registered financial advisor currently at TIME ADVISORS USA, LLC located in Miami, Florida. Fernanda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Fernanda has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

TIME ADVISORS USA, LLC·CRD# 332980
RIA
Miami, FL
December 2, 2024 - Present
MORGAN STANLEY·CRD# 149777
RIA
Miami, FL
April 22, 2021 - July 5, 2024
MORGAN STANLEY·CRD# 149777
BD
Miami, FL
April 21, 2021 - July 5, 2024
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Miami, FL
December 2, 2016 - March 25, 2021
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Miami, FL
December 1, 2016 - March 25, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Miami, FL
December 10, 2014 - March 11, 2016
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Miami, FL
May 17, 2014 - March 11, 2016

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Current Firm

TA
TIME ADVISORS USA, LLC

TIME ADVISORS USA, LLC

CRD#: 332980
Florida
Registered Investment Advisory firm - Florida (12/2/2024 Approved)

Contact Information

Main Address

Miami, FL

Phone Number

(305) 206-8820

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

3

AUM (Assets Under Management)

$6,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Fernanda Caberlon's CRS (Customer Relationship Summary).

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