TJ
Terrence L. Judy
J. W. COLE ADVISORS
White Oak, PA 15131
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CRD#: 6322421
TJ
Professional summary
Terrence L Judy is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in White Oak, Pennsylvania and J.W. COLE FINANCIAL, INC. located in White Oak, Pennsylvania.
Terrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Terrence has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SYNERGY GROUP FINANCIAL SERVICES AND INSURANCE; 1967 Lincoln Way, White Oak, PA 15131; CONTRACT SALES; START DATE: 12/2006; 120 HOURS/ MONTH; 6 HOURS/ DAY; DUTIES: SALES, MARKETING AND PRESENTATION OF FIXED INSURANCE PRODUCTS; INSTRUCT COLLEGE LEVEL NON-CREDIT COURSES; 1-2010; Calhoun Group; Tax Corporation; Non-Investment Related. (2) pghretirementcourses.com - OBA and DBA; Course Presenter; Non-investment Related; Start date: Feb 2023; 0 trading hours per month. (3) First Evangelical Free Church; not investment related; 4001 University Drive, McKeesport, PA 15132; Board Member; Directional Leadership; Start 4/1/24. (4) Champion Christian Center; Christian School; Not investment related; 1076 Kings Way, Donegal, PA 15628; Board Member; Directional Leadership; Start 1/1/24
CRS (Client Relationship Summary) - RIA
Click below to view Terrence L Judy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1967 Lincoln Way, White Oak, PA 15131RIA
CRD#: 112294
White Oak, PA
Current
April 16, 2019 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1967 Lincoln Way, White Oak, PA 15131BD
CRD#: 124583
White Oak, PA
Past
August 30, 2018 - April 18, 2019
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
WHITE OAK, PA
Past
April 9, 2014 - April 23, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
WHITE OAK, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(4/16/2019)
IAR
Pennsylvania(4/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
