Thomas J. Glissmeyer
Professional summary
Thomas James Glissmeyer is a registered financial professional currently at CABIN SECURITIES, INC. located in Laguna Niguel, California.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas James Glissmeyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2015 - Present
CABIN SECURITIES, INC.
Office #1: 30011 Ivy Glenn Drive #220, Laguna Niguel, CA 92677July 28, 2014 - June 4, 2015
CETERA ADVISORS LLC
June 23, 2014 - June 4, 2015
CETERA ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2015)
(10/12/2020)
(10/12/2020)
(12/7/2020)
(10/12/2020)
(10/12/2020)
(2/18/2021)
(10/12/2020)
(10/12/2020)
(10/12/2020)
(10/12/2020)
(12/21/2018)
(10/12/2020)
(10/12/2020)
(10/12/2020)
Exams
FINRA
Current Firm
CABIN SECURITIES, INC.
CRD#: 137608 / SEC#: , 8-67097
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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