Hans Frederick Smith
Professional Summary
Hans Frederick Smith, who also goes by Hans F. Smith, Hans Frederick Smth, is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Burlington, Vermont. Hans is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Hans has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hans Frederick Smith, Hans F. Smith, Hans Frederick Smth
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Current Firm
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
Contact Information
Main Address
33 Blair Park Road Suite 100, Williston, VT 05495Phone Number
(802) 857-5083# of Employees
13SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,641AUM (Assets Under Management)
$849,074,948Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
Primary Firm SEC Registration
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
State Registrations and Notice Filings
(6/18/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Hans Frederick Smith's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
PENINSULA EQUITY CAPITAL
E1 ASSET MANAGEMENT, INC.
PFS INVESTMENTS INC.