Hans F. Smith

SILVERLAKE WEALTH MANAGEMENT LLC

BURLINGTON, VT 05482

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CRD#: 6322329

Professional summary

Hans Frederick Smith, who also goes by Hans F. Smith, Hans Frederick Smth, is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Burlington, Vermont.

Hans is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Hans has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hans F. Smith | Hans Frederick Smth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hans Frederick Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

SILVERLAKE WEALTH MANAGEMENT LLC

Office #1: 50 Lakeside Ave, Burlington, VT 05482

RIA

CRD#: 165525

BURLINGTON, VT

Past

January 6, 2017 - June 5, 2025

ONE DAY IN JULY LLC

RIA

CRD#: 284335

BURLINGTON, VT

Past

April 22, 2014 - January 3, 2017

THORNTON INVESTMENT MANAGEMENT PLLC

RIA

CRD#: 159194

SOUTH BURLINGTON, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(6/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2014

Uniform Investment Adviser Law Examination

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

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Contact information

Main Address

33 Blair Park Road Suite 100, Williston, VT 05495

Mailing Address

Phone number

(802) 857-5083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVER LAKE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,892
AUM (Assets Under Management)	$ 572,662,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hans F. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hans Frederick Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERLAKE WEALTH MANAGEMENT LLC

ONE DAY IN JULY LLC

THORNTON INVESTMENT MANAGEMENT PLLC

Primary Firm SEC Registration

SILVERLAKE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2014

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILVERLAKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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