MR
Michael C. Rudio
PHASE LINE CAPITAL
ATLANTA, GA 30327
Some features on this profile are disabled
CRD#: 6322313
MR
Professional summary
Michael Christopher Rudio, who also goes by Michael Rudio, is a registered financial advisor currently at PHASE LINE CAPITAL, LLC located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Atlanta, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Rudio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Georgia Army National Guard; Non-Investment Related; Atlanta Georgia 30331; Military; Major, Intelligence Officer; Start 10/2002; 16 Hrs/Mth; 0 During Securities Trading Hrs; Intelligence Officer 2) Financial Independence Group; Investment Related; Atlanta GA; Non-Variable Insurance; Independent Insurance Agent; Started 07/2019 - 20 Hrs/ Mth; 15 During Securities Trading Hrs; Securities Trading 3) Phase Line Capital; Investment Related; At registered location; RIA; Title - Partner & Advisor; Start Date: 07/2021; 200 Hrs/Mth; 160 Hours During Securities Trading Hrs; Partner & Advisor 4) Fixed Insurance; Investment Related; At registered location; Fixed/Traditional Insurance; Title - Agent; Start - 7/2021; 4 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 5) PKSF; Investment Related; 80 State Street, Albany, NY 12207; Fixed/Traditional Insurance; Title - Agent; Start - 7/2021; 4 Hrs/Mth; 4 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products 6) Veil Genomics. Not Investment Related. Genomic Sequencing/ Consulting. Principle/Consultant. 3/2025. 5-10. 1. I will be providing business consultation to the owners on, Business Strategy, Business Development, Operations, Market analysis?etc.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Christopher Rudio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2021 - Present
PHASE LINE CAPITAL, LLC
Office #1: 4401 Northside Pkwy, Nw Suite 285, Atlanta, GA 30327RIA
CRD#: 315116
ATLANTA, GA
Current
August 11, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4401 Northside Pkwy Nw Suite 285, Atlanta, GA 30327BD
CRD#: 35747
Atlanta, GA
Past
August 30, 2017 - August 13, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
ATLANTA, GA
Past
August 21, 2017 - August 13, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
ATLANTA, GA
Past
August 12, 2014 - August 22, 2017
EDWARD JONES
RIA
CRD#: 250
Sandy Springs, GA
Past
July 16, 2014 - August 22, 2017
EDWARD JONES
BD
CRD#: 250
Sandy Springs, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/11/2021)
RR
Alaska(8/11/2021)
RR
California(8/11/2021)
RR
Colorado(8/11/2021)
RR
District of Columbia(8/11/2021)
RR
Florida(8/11/2021)
IAR
Georgia(7/12/2021)
RR
Georgia(8/11/2021)
RR
Kentucky(8/11/2021)
RR
Maryland(8/11/2021)
RR
Montana(8/11/2021)
RR
New Jersey(8/11/2021)
RR
New York(8/11/2021)
RR
North Carolina(8/19/2021)
IAR
North Carolina(4/23/2025)
RR
Oregon(8/11/2021)
RR
Pennsylvania(8/11/2021)
RR
Texas(8/11/2021)
RR
Utah(11/13/2023)
RR
Virginia(8/11/2021)
RR
Washington(8/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PL
PHASE LINE CAPITAL, LLC
PHASE LINE CAPITAL, LLC
CRD#: 315116 / SEC#: 801-121716
RIA
Registered Investment Advisory firm - (9/10/2024 Terminated)Georgia
Registered Investment Advisory firm - (9/5/2024 Approved)North Carolina
Registered Investment Advisory firm - (5/10/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4401 Northside Pkwy, Nw Suite 285, Atlanta, GA 30327
Mailing Address
Phone number
(470) 586-6566
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 44,902,390 |
Red Flags
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