RB
Reynaldo Batista
DOMINION PORTFOLIO MANAGEMENT
MONTGOMERY, TX
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CRD#: 6322284
RB
Professional summary
Reynaldo Batista JR, who also goes by Reynaldo Batista, is a registered financial advisor currently at DOMINION PORTFOLIO MANAGEMENT, INC. located in Montgomery, Texas and CALTON & ASSOCIATES, INC. located in Montgomery, Texas.
Reynaldo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Reynaldo has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reynaldo Batista
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) REYNALDO BATISTA, INDEPENDENT INSURANCE AGENT, 3207 FITZGERALD DRIVE, MONTGOMERY, TX 77356, PROVIDE FULL FINANCIAL PORTFOLIO REVIEW AND DIVERSIFICATION WITH SECURITIES RELATED BUSINESS, 02-02-2018, 25 TO 30 HOURS PER MONTH, 1 TO 2 HOURS DURING TRADING, LOOK AT ALL OF MY CLIENTS FINANCIAL NEEDS AND PROVIDE THEM OPTIONS OF HOW TO DIVERSIFY THEIR PORTFOLIO EVENTS AND PREPARE THEIR ESTATE PLANNING, FILL GAPS IN MEDICAL WITH LONG TERM CARE
CRS (Client Relationship Summary) - RIA
Click below to view Reynaldo Batista JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2018 - Present
DOMINION PORTFOLIO MANAGEMENT, INC.
RIA
CRD#: 106918
MONTGOMERY, TX
Current
July 3, 2023 - Present
CALTON & ASSOCIATES, INC.
RIA
BD
CRD#: 20999
Montgomery, TX
Past
February 1, 2018 - July 19, 2023
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
MONTGOMERY, TX
Past
July 7, 2014 - December 13, 2017
EDWARD JONES
RIA
CRD#: 250
MONTGOMERY, TX
Past
June 10, 2014 - December 13, 2017
EDWARD JONES
BD
CRD#: 250
MONTGOMERY, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DP
DOMINION PORTFOLIO MANAGEMENT, INC.
DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.
CRD#: 106918 / SEC#: 801-115280
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)California
Registered Investment Advisory firm - (4/25/2001 Cancelled)Colorado
Registered Investment Advisory firm - (5/22/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/15/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/14/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)Washington
Registered Investment Advisory firm - (5/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(6/25/2025)
RR
Illinois(6/25/2025)
RR
Iowa(7/3/2023)
RR
Louisiana(8/6/2025)
RR
Minnesota(4/3/2025)
RR
New Jersey(8/6/2025)
RR
Oregon(6/25/2025)
RR
Pennsylvania(7/3/2023)
IAR
Texas(2/1/2018)
RR
Texas(7/3/2023)
RR
Wisconsin(3/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DP
DOMINION PORTFOLIO MANAGEMENT, INC.
DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.
CRD#: 106918 / SEC#: 801-115280
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)California
Registered Investment Advisory firm - (4/25/2001 Cancelled)Colorado
Registered Investment Advisory firm - (5/22/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/15/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/14/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)Washington
Registered Investment Advisory firm - (5/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1002 Marble Heights Dr Suite 101, Marble Falls, TX 78654
Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Phone number
(813) 264-0440
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 261,299,355 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
