Scott B. Wharton

RETIREMENT SOLUTIONS INVESTMENTS

Provo, UT 84601

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CRD#: 6322228

Professional summary

Scott B Wharton is a registered financial advisor currently at RETIREMENT SOLUTIONS INVESTMENTS, INC. located in Provo, Utah.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Scott has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CEO/OWNER OF RETIREMENT SOLUTIONS, INC., AN INVESTMENT RELATED INSURANCE AGENCY LOCATED IN PROVO, UT, PROVIDING ANNUITIES, LIFE INSURANCE, HEALTH INSURANCE, STARTED 06/2003. ACTIVITY REPRESENTS APPROXIMATELY 160 HOURS PER MONTH, SOME OF WHICH DURING SECURITIES TRADING HOURS. MANAGING MEMBER OF WHARTON PROPERTIES, LLC, A NON-INVESTMENT RELATED PROPERTY MANAGEMENT BUSINESS LOCATED IN PAYSON, UT STARTED 12/2010. ACTIVITY REPRESENTS APPROXIMATELY 4 HOURS PER MONTH DURING NON-TRADING HOURS. CO-OWNER OF B.S. ENTERPRISES LLC, A NON-INVESTMENT RELATED CAR RENTAL BUSINESS LOCATED IN PAYSON, UT, STARTED IN 02/2022. ACTIVITY REPRESENTS LESS THAN ONE HOUR PER MONTH DURING NON-TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott B Wharton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2014 - Present

RETIREMENT SOLUTIONS INVESTMENTS, INC.

Office #1: 677 North 1890 West, Provo, UT 84601

RIA

CRD#: 171199

Provo, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2014

Uniform Investment Adviser Law Examination

Current Firm

RETIREMENT SOLUTIONS INVESTMENTS, INC.

CRD#: 171199 / SEC#:

Utah

Registered Investment Advisory firm - (6/4/2014 Approved)

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Contact information

Main Address

677 North 1890 West, Provo, UT 84601

Mailing Address

Phone number

(801) 465-6990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	507
AUM (Assets Under Management)	$ 33,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott B. Wharton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott B Wharton's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT SOLUTIONS INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2014

Current Firm

RETIREMENT SOLUTIONS INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT SOLUTIONS INVESTMENTS, INC.

TRUST BUT VERIFY

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