Elizabeth G. Trecartin

PENN DAVIS MCFARLAND

Dallas, TX 75204

Some features on this profile are disabled

CRD#: 6321557

Professional summary

Elizabeth Graham Trecartin, CFP®, who also goes by Elizabeth Alton Graham, is a registered financial advisor currently at PENN DAVIS MCFARLAND INC located in Dallas, Texas.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Elizabeth has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Alton Graham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Graham Trecartin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

January 8, 2025 - Present

PENN DAVIS MCFARLAND INC

Office #1: 2626 Cole Ave Ste 504, Dallas, TX 75204

RIA

CRD#: 110417

Dallas, TX

Past

July 14, 2016 - November 15, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Dallas, TX

Past

July 14, 2016 - November 15, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Dallas, TX

Past

March 3, 2016 - June 29, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DALLAS, TX

Past

May 1, 2015 - June 29, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENN DAVIS MCFARLAND INC

CRD#: 110417 / SEC#: 801-13038

RIA

Registered Investment Advisory firm - (5/12/1977 Approved)

Texas

Registered Investment Advisory firm - (4/4/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2015

General Securities Representative Examination

Current Firm

PENN DAVIS MCFARLAND INC

CRD#: 110417 / SEC#: 801-13038

RIA

Registered Investment Advisory firm - (5/12/1977 Approved)

Texas

Registered Investment Advisory firm - (4/4/2002 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2626 Cole Ave Ste 504, Dallas, TX 75204

Mailing Address

Phone number

(214) 871-2772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PDM ADVISORY BROCHURE JANUARY 31, 2025 (4/16/2025)

Regulatory assets under management

Total Number of Accounts	555
AUM (Assets Under Management)	$ 1,261,852,927

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/05/2025	Cover Page	Report
02/11/2025	Cover Page	Report
01/29/2024	Cover Page	Report
02/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Elizabeth G. Trecartin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Graham Trecartin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PENN DAVIS MCFARLAND INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2015

Current Firm

PENN DAVIS MCFARLAND INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PENN DAVIS MCFARLAND INC

TRUST BUT VERIFY

Similar Advisors