Katherine E. Scherlis
Professional summary
Katherine Elliott Scherlis, CFP®, who also goes by Katherine Maria Elliott, Kate Elliott Smith, Katherine Elliott Smith, Kate Elliott Scherlis, Kate Scherlis, Katherine Scherlis, is a registered financial advisor currently at ELLIOTT SCHERLIS ASSOCIATES located in Boston, Massachusetts.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Katherine has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Elliott Scherlis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2014 - Present
ELLIOTT SCHERLIS ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2014)
Current Firm
ELLIOTT SCHERLIS ASSOCIATES
CRD#: 171132 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
