Beatrice A. Waesche

GENOA WEALTH

New London, CT

CRD#: 6321461

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Professional summary

Beatrice A Waesche, CFP®, who also goes by Beatrice Amanda Waesche, is a registered financial advisor currently at GENOA WEALTH, LLC located in New London, Connecticut.

Beatrice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Beatrice has worked at 4 firms and has passed the SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beatrice Amanda Waesche

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beatrice A Waesche's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

May 28, 2026 - Present

GENOA WEALTH, LLC

Office #2: 3330 Causeway Blvd. Suite 400, Metairie, LA 70002

RIA

CRD#: 341520

New London, CT

Past

July 29, 2023 - June 21, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

July 27, 2020 - August 18, 2021

PROVISE MANAGEMENT GROUP, LLC

RIA

CRD#: 105375

CLEARWATER, FL

Past

October 11, 2018 - July 15, 2020

RESOURCE MANAGEMENT, LLC

RIA

CRD#: 110231

METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/28/2026)

IAR

Texas
(5/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 7/29/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 6/20/2023

General Securities Representative Examination

Current Firm

GENOA WEALTH, LLC

CRD#: 341520 / SEC#: 801-136347

RIA

Registered Investment Advisory firm - (5/27/2026 120-Day Approval)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(985) 869-6070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENOA WEALTH ADV PART 2A (4/24/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Beatrice A. Waesche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beatrice A Waesche's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENOA WEALTH, LLC

RAYMOND JAMES & ASSOCIATES, INC.

PROVISE MANAGEMENT GROUP, LLC

RESOURCE MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 7/29/2023

Series 7TO

Date: 6/20/2023

Current Firm

GENOA WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

GENOA WEALTH, LLC

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