Brearin L. Land
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brearin Levi Wolfe Land, who also goes by Brearin L. Land, Brearin L. W. Land, Brearin Levi Land, was a registered financial professional .
Brearin is a previously registered financial professional and started their career in finance in 2015. Brearin had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2019 - April 25, 2022
SUMMITRY, LLC
November 3, 2016 - March 25, 2019
TD AMERITRADE, INC.
November 3, 2016 - March 25, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 3, 2016 - March 25, 2019
TD AMERITRADE, INC.
August 25, 2015 - October 24, 2016
IRVINE WEALTH MANAGEMENT
June 29, 2015 - July 9, 2015
CENTAURUS FINANCIAL, INC.
April 20, 2015 - July 9, 2015
CENTAURUS FINANCIAL, INC.
Primary Firm SEC Registration
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,384 |
| AUM (Assets Under Management) | $ 3,008,628,872 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
