Stephen T. Mitchell

ALESCO ADVISORS LLC

Pittsford, NY 14534

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CRD#: 6320900

Professional summary

Stephen Thomas Mitchell, who also goes by Steve Thomas Mitchell, is a registered financial advisor currently at ALESCO ADVISORS LLC located in Pittsford, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stephen has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Thomas Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NOVEM GROUP. RIA. INVESTMENT RELATED. TRADING AND OPERATIONS ASSOCIATE. START DATE 7/2018. 160 HOURS DEVOTED PER MONTH, 160 HOURS DURING MARKET HOURS. 2. AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. INVESTMENT RELATED. REGISTERED ASSISTANT. START DATE 2/2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Thomas Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2023 - Present

ALESCO ADVISORS LLC

Office #1: 120 Office Park Way, Pittsford, NY 14534

RIA

CRD#: 108590

Pittsford, NY

Past

August 29, 2018 - January 2, 2023

NOVEM GROUP

RIA

CRD#: 158964

ROCHESTER, NY

Past

March 13, 2017 - August 29, 2018

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

February 28, 2017 - January 3, 2023

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

ROCHESTER, NY

Past

September 2, 2015 - March 1, 2017

CETERA ADVISORS LLC

CRD#: 10299

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALESCO ADVISORS LLC

ALESCO ADVISORS LLC | WEALTHCFO LLC

CRD#: 108590 / SEC#: 801-57453

RIA

Registered Investment Advisory firm - (4/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/17/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2015

General Securities Representative Examination

Current Firm

ALESCO ADVISORS LLC

ALESCO ADVISORS LLC | WEALTHCFO LLC

CRD#: 108590 / SEC#: 801-57453

RIA

Registered Investment Advisory firm - (4/14/2000 Approved)

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Contact information

Main Address

120 Office Park Way, Pittsford, NY 14534

Mailing Address

Phone number

(585) 586-0970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALESCO ADVISORS LLC 2025 ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,662
AUM (Assets Under Management)	$ 4,810,630,597

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/18/2025	Cover Page	Report
01/22/2025	Cover Page	Report
12/18/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen T. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Thomas Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOVEM GROUP

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CETERA ADVISORS LLC

Primary Firm SEC Registration

ALESCO ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2016

Series 63

Date: 10/17/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2015

Current Firm

ALESCO ADVISORS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALESCO ADVISORS LLC

TRUST BUT VERIFY

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