KM
Khaled B. Mheisen
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CRD#: 6320885
KM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Khaled B. Mheisen, who also goes by Khaled B Mheisen, Khaled Belal Mheisen, Khaled Mheisen, was a registered financial professional .
Khaled is a previously registered financial professional and started their career in finance in 2014. Khaled had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Khaled B Mheisen | Khaled Belal Mheisen | Khaled Mheisen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. IMAGINATION STATION ONE POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS during Sec Trading: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2021 ADDRESS: 906 n beck rd, Canton MI 48187, United States DESCRIPTION: Daycare LONYO PETRO MART/Investment Related No/8258 Michigan Ave, Detroit MI 48210/313-218-0481/the activity is retail management and completely separate from the finance industry. The activity also takes up no more than 0-5 hours a week during non-traditional business hours. Assist manager/08.2018/8/0/My functions duties and responsibilities are retail management support. This is during non-traditional work hours and 0-5 hours a week. OUTER DR PETRO MART/Investment Related-No/2731 monroe st, dearborn mi 48124 313-218-0481/A retail petro store/Assistant Manager/08/2020/2/0/retail management 0-1 hours a week during non-traditional hours TAN/Investment Related -yes/1201 WILL ST, SUITE 800 BALTIMORE, MD 21231 410-685-2900/investment and insurance/insurance agent/11.2023/20/20/ insurance UFS/Investment Related - No/1201 willis st, suite 800 Baltimore, MD 21231 410-685-2900/insurance/insurance agent/11.2023/20/20/insurance IMAGINATION STATION ONE LLC POSITION: Owner NATURE: Childcare INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 906 n beck rd, Canton MI 48187, United States DESCRIPTION: I do not have daily activities. I have a full time director that manages all aspects of business. IMAGINATION STATION TWO LLC POSITION: Owner NATURE: Childcare INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2023 ADDRESS: 1131 white lake rd, Highland MI 48356, United States DESCRIPTION: No daily activities and responsibilities, as my director manages all day to day operations.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 22, 2024 - November 27, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Troy, MI
Past
February 21, 2024 - November 27, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Troy, MI
Past
September 21, 2022 - October 6, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
DEARBORN HEIGHTS, MI
Past
September 21, 2022 - October 6, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DEARBORN HEIGHTS, MI
Past
January 13, 2022 - September 23, 2022
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
DEARBORN, MI
Past
January 13, 2022 - September 23, 2022
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
DEARBORN, MI
Past
December 15, 2021 - January 5, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CANTON, MI
Past
August 11, 2014 - January 5, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CANTON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
