Daniel C. Mcnabb
Professional summary
Daniel Colin Mcnabb, CFP® is a registered financial advisor currently at CHICORY WEALTH located in Decatur, Georgia.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Colin Mcnabb's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2018 - Present
CHICORY WEALTH
June 11, 2015 - February 7, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
January 27, 2015 - February 7, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CHICORY WEALTH
CRD#: 290887 / SEC#: 801-112089
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/30/2018)
Exams
Current Firm
CHICORY WEALTH
CRD#: 290887 / SEC#: 801-112089
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,948 |
| AUM (Assets Under Management) | $ 682,691,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2024 | ||
| 09/19/2023 | ||
| 08/15/2023 | ||
| 02/28/2023 |
Red Flags
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