Kimberley E. Dillingham

RADAR FINANCIAL INVESTMENTS

The Woodlands, TX 77380

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CRD#: 6320451

Professional summary

Kimberley Elizabeth Legaye Dillingham, who also goes by Kimberley Elizabeth Dillingham, Kimberley Elizabeth Legaye, is a registered financial advisor currently at RADAR FINANCIAL INVESTMENTS CORPORATION located in The Woodlands, Texas and LIFETIME WEALTH MANAGEMENT, LLC located in Montgomery, Texas.

Kimberley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kimberley has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberley Elizabeth Dillingham | Kimberley Elizabeth Legaye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KED SERVICES, NON INVESTMENT-RELATED, 181 CHERRY OAK LANE, MONTGOMERY, TEXAS 77316, ADMINISTRATIVE SUPPORT FIRM, NOT INVESTMENT RELATED, SELF-EMPLOYED, START DATE 02/2021, LESS THAN 35 HOURS/MONTH, PROVIDES ADMINISTRATIVE SUPPORT SERVICES 2) LIFETIME WEALTH MANAGEMENT, LLC; INVESTMENT-RELATED;717 3RD STREET, ROCHESTER, MN 55902; INVESTMENT ADVISOR; CHIEF COMPLIANCE OFFICER; 02/01/2024; 20-30 HRS./MO; 10-20 HRS./DURING TRADING; REVIEWS AND FIRM COMPLIANCE DOCUMENTATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberley Elizabeth Legaye Dillingham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2021 - Present

RADAR FINANCIAL INVESTMENTS CORPORATION

Office #1: 2001 Timberloch Place Suite 500, The Woodlands, TX 77380

RIA

CRD#: 314823

The Woodlands, TX

Current

February 7, 2024 - Present

LIFETIME WEALTH MANAGEMENT, LLC

RIA

CRD#: 147482

Montgomery, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFETIME WEALTH MANAGEMENT, LLC

CRD#: 147482 / SEC#: 801-112680

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Minnesota

Registered Investment Advisory firm - (4/11/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/7/2024)

IAR

Texas
(6/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2023

Securities Industry Essentials Examination

Current Firm

LIFETIME WEALTH MANAGEMENT, LLC

CRD#: 147482 / SEC#: 801-112680

RIA

Registered Investment Advisory firm - (3/23/2018 Approved)

Minnesota

Registered Investment Advisory firm - (4/11/2018 Terminated)

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Contact information

Main Address

Rochester, MN

Mailing Address

Phone number

(507) 288-5587

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIFETIME WEALTH MANAGEMENT, LLC. -BROCHURE- MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 165,120,106

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberley E. Dillingham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberley Elizabeth Legaye Dillingham's CRS (Customer Relationship Summary).

Certified licenses

Experience

RADAR FINANCIAL INVESTMENTS CORPORATION

LIFETIME WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

LIFETIME WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2021

SIE

Date: 11/13/2023

Current Firm

LIFETIME WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFETIME WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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