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AS

Alicia K. Strout

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 6320351

Professional summary

Alicia Kimberly Strout, who also goes by Alicia Kimberly Lamarre, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine and SMEAD FUNDS DISTRIBUTORS, LLC located in Portland, Maine.

Alicia is registered as a RR (Registered Representative) and started their career in finance in 2016. Alicia has worked at 21 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Alicia Kimberly Lamarre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alicia Kimberly Strout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2016 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 46106

Portland, ME

Current

June 29, 2022 - Present

SMEAD FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 173734

Portland, ME

Current

June 29, 2022 - Present

ORBIS INVESTMENTS (U.S.), LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 172663

Portland, ME

Current

June 29, 2022 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 148477

Portland, ME

Current

June 29, 2022 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 147382

Portland, ME

Current

June 29, 2022 - Present

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 143809

Portland, ME

Current

June 29, 2022 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 130745

Portland, ME

Current

June 29, 2022 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103934

Portland, ME

Current

June 29, 2022 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103848

Portland, ME

Current

June 29, 2022 - Present

NORTHERN FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 45943

Portland, ME

Current

June 29, 2022 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 35682

Portland, ME

Current

June 29, 2022 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 31334

Portland, ME

Current

June 29, 2022 - Present

PARNASSUS FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 15883

Portland, ME

Current

June 29, 2022 - Present

FORESIDE DISTRIBUTION SERVICES, L.P.

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 15634

Portland, ME

Current

June 29, 2022 - Present

FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 7174

Portland, ME

Past

June 29, 2022 - August 8, 2022

FORESIDE INVESTMENT SERVICES, LLC

BD

CRD#: 30016

Portland, ME

Past

June 29, 2022 - November 29, 2023

COMPASS DISTRIBUTORS, LLC

BD

CRD#: 172662

Portland, ME

Past

June 18, 2019 - November 14, 2019

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD

CRD#: 15883

Portland, ME

Past

April 17, 2019 - November 14, 2019

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD

CRD#: 143809

PORTLAND, ME

Past

January 2, 2018 - November 14, 2019

SMEAD FUNDS DISTRIBUTORS, LLC

BD

CRD#: 173734

PORTLAND, ME

Past

January 2, 2018 - November 14, 2019

NORTHERN FUNDS DISTRIBUTORS, LLC

BD

CRD#: 45943

PORTLAND, ME

Past

January 2, 2018 - November 14, 2019

MGI FUNDS DISTRIBUTORS, LLC

BD

CRD#: 35682

PORTLAND, ME

Past

January 2, 2018 - November 14, 2019

FORESIDE GLOBAL SERVICES, LLC

BD

CRD#: 147382

PORTLAND, ME

Past

January 2, 2018 - November 14, 2019

FORESIDE DISTRIBUTION SERVICES, L.P.

BD

CRD#: 15634

PORTLAND, ME

Past

January 2, 2018 - November 14, 2019

FAIRHOLME DISTRIBUTORS, LLC

BD

CRD#: 150987

PORTLAND, ME

Past

January 2, 2018 - November 14, 2019

COMPASS DISTRIBUTORS, LLC

BD

CRD#: 172662

PORTLAND, ME

Past

January 3, 2017 - November 14, 2019

STERLING CAPITAL DISTRIBUTORS, LLC

BD

CRD#: 103934

PORTLAND, ME

Past

January 3, 2017 - November 14, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD

CRD#: 118787

PORTLAND, ME

Past

January 3, 2017 - November 14, 2019

ORBIS INVESTMENTS (U.S.), LLC

BD

CRD#: 172663

Portland, ME

Past

January 3, 2017 - November 14, 2019

IMST DISTRIBUTORS, LLC

BD

CRD#: 130745

PORTLAND, ME

Past

January 3, 2017 - November 14, 2019

FORESIDE INVESTMENT SERVICES, LLC

BD

CRD#: 30016

PORTLAND, ME

Past

January 3, 2017 - November 14, 2019

FORESIDE FINANCIAL SERVICES, LLC

BD

CRD#: 148477

PORTLAND, ME

Past

January 3, 2017 - November 14, 2019

BD COMPLIANCE SOLUTIONS, LLC

BD

CRD#: 30188

PORTLAND, ME

Past

January 3, 2017 - June 23, 2020

FORESIDE ASSOCIATES, LLC

BD

CRD#: 13494

PORTLAND, ME

Past

December 6, 2016 - November 14, 2019

FUNDS DISTRIBUTOR, LLC

BD

CRD#: 7174

PORTLAND, ME

Past

December 6, 2016 - November 14, 2019

FORESIDE FUNDS DISTRIBUTORS LLC

BD

CRD#: 31334

PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alabama
(6/29/2022)

RR

Alaska
(6/29/2022)

RR

Arizona
(6/29/2022)

RR

Arkansas
(6/29/2022)

RR

California
(6/29/2022)

RR

Colorado
(6/29/2022)

RR

Connecticut
(6/29/2022)

RR

Delaware
(6/29/2022)

RR

District of Columbia
(6/29/2022)

RR

Florida
(6/29/2022)

RR

Georgia
(6/29/2022)

RR

Hawaii
(6/29/2022)

RR

Idaho
(6/29/2022)

RR

Illinois
(6/29/2022)

RR

Indiana
(6/29/2022)

RR

Iowa
(6/29/2022)

RR

Kansas
(6/29/2022)

RR

Kentucky
(6/29/2022)

RR

Louisiana
(6/29/2022)

RR

Maine
(3/12/2018)

RR

Maryland
(6/29/2022)

RR

Massachusetts
(6/29/2022)

RR

Michigan
(6/29/2022)

RR

Minnesota
(6/29/2022)

RR

Mississippi
(6/29/2022)

RR

Missouri
(6/29/2022)

RR

Montana
(6/29/2022)

RR

Nebraska
(6/29/2022)

RR

Nevada
(3/15/2022)

RR

New Hampshire
(6/29/2022)

RR

New Jersey
(6/29/2022)

RR

New Mexico
(6/29/2022)

RR

New York
(6/29/2022)

RR

North Carolina
(6/29/2022)

RR

North Dakota
(6/29/2022)

RR

Ohio
(6/29/2022)

RR

Oklahoma
(6/29/2022)

RR

Oregon
(6/29/2022)

RR

Pennsylvania
(6/29/2022)

RR

Puerto Rico
(6/29/2022)

RR

Rhode Island
(6/29/2022)

RR

South Carolina
(6/29/2022)

RR

South Dakota
(6/29/2022)

RR

Tennessee
(6/29/2022)

RR

Texas
(6/29/2022)

RR

Utah
(6/29/2022)

RR

Vermont
(6/29/2022)

RR

Virgin Islands
(6/29/2022)

RR

Virginia
(6/29/2022)

RR

Washington
(6/29/2022)

RR

West Virginia
(6/29/2022)

RR

Wisconsin
(6/29/2022)

RR

Wyoming
(6/29/2022)

Exams

State Security Law Exam

RR

Series 63

Date: 2/22/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/1/2016

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 14

Date: 3/19/2024

Compliance Officer Examination

Principal/Supervisory Exam

RR

Series 24

Date: 11/23/2016

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

FD

FUNDS DISTRIBUTOR, LLC

FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: , 8-20518

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Disclosures

Regulatory Event

2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUNDS DISTRIBUTOR, LLC

CRD#: 7174Portland, ME 04101

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