Ryan W. Swayze

BELLINGRATH WEALTH MANAGEMENT, L.L.C.

NEW ORLEANS, LA 70118

CRD#: 6320337

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Professional summary

Ryan Woolford Swayze, CFP® is a registered financial advisor currently at BELLINGRATH WEALTH MANAGEMENT, L.L.C. located in New Orleans, Louisiana and LPL FINANCIAL LLC located in New Orleans, Louisiana.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Woolford Swayze's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 24, 2025 - Present

BELLINGRATH WEALTH MANAGEMENT, L.L.C.

Office #1: 6065 Magazine Street, New Orleans, LA 70118

RIA

CRD#: 336024

NEW ORLEANS, LA

Current

July 9, 2021 - Present

LPL FINANCIAL LLC

Office #1: 6065 Magazine St, New Orleans, LA 70118-5823

RIA

CRD#: 6413

NEW ORLEANS, LA

Past

July 9, 2021 - July 22, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

October 8, 2020 - July 14, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEW ORLEANS, LA

Past

October 8, 2020 - July 14, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

NEW ORLEANS, LA

Past

June 16, 2016 - May 28, 2020

MORGAN STANLEY

RIA

CRD#: 149777

NEW ORLEANS, LA

Past

April 14, 2016 - May 28, 2020

MORGAN STANLEY

CRD#: 149777

NEW ORLEANS, LA

Past

March 22, 2016 - April 4, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELLINGRATH WEALTH MANAGEMENT, L.L.C.

BELLINGRATH WEALTH MANAGEMENT | BELLINGRATH WEALTH MANAGEMENT, L.L.C. | BELLINGRATH WEALTH MANAGEMENT & EMPLOYEE BENEFITS

CRD#: 336024 / SEC#: 801-132844

RIA

Registered Investment Advisory firm - (5/23/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/1/2023)

Illinois
(1/10/2022)

Louisiana
(7/9/2021)

IAR

Louisiana
(7/24/2025)

IAR

Mississippi
(7/25/2025)

New York
(7/28/2023)

North Carolina
(12/12/2024)

Texas
(1/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/16/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BELLINGRATH WEALTH MANAGEMENT, L.L.C.

BELLINGRATH WEALTH MANAGEMENT | BELLINGRATH WEALTH MANAGEMENT, L.L.C. | BELLINGRATH WEALTH MANAGEMENT & EMPLOYEE BENEFITS

CRD#: 336024 / SEC#: 801-132844

RIA

Registered Investment Advisory firm - (5/23/2025 Approved)

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Contact information

Main Address

6065 Magazine Street, New Orleans, LA 70118

Mailing Address

Phone number

(646) 395-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BELLINGRATH WEALTH MANAGEMENT ADV PART 2A (2/2/2026)

Regulatory assets under management

Total Number of Accounts	459
AUM (Assets Under Management)	$ 196,108,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan W. Swayze

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Woolford Swayze's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BELLINGRATH WEALTH MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2016

FINRA

Current Firm

BELLINGRATH WEALTH MANAGEMENT, L.L.C.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BELLINGRATH WEALTH MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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