JB
John E. Bunge
THRIVENT INVESTMENT MANAGEMENT
Beaumont, CA
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CRD#: 6320040
JB
Professional summary
John Eric Bunge is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Beaumont, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HABITAT FOR HUMANITY INLAND VALLEY POSITION: Advisory Board Member NATURE: The Non-Profit is an affiliate of Habitat for Humanity. They refurbish and build homes for people in need of permanent shelter, in the Inland Valley. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2018 ADDRESS: 41615 Winchester Rd., Temecula CA 925590, United States DESCRIPTION: As a member of the Advisory Board I assist in promoting Inland Valley HH and planning ways for people to support the mission of providing affordable shelter to those who have the need for shelter and the desire to work for the improvement of their situation. FAITH LUTHERAN CHURCH POSITION: Part - time Interim Pastor NATURE: I will be assisting the congregation with pulpit supply and someBible Classes and Confirmation. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/14/2019 ADDRESS: 12449 California St,, Yucaipa CA 92399, United States DESCRIPTION: Preaching, Teaching Bible Classes and Confirmation, Visitation of members and assisting them in finding a person to serve them long term. LUTHERAN RETREATS, CAMPS AND CONFERENCES POSITION: Advisory Board for Camp Partnerships with churches NATURE: The camp provides two different venues for youth and adults to get away and reflect on their faith and build community. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 02/18/2020 ADDRESS: 39136 Harris Road, Oak Glen CA 92399, United States DESCRIPTION: I will be part of a board assisting the camp in making connections to local congregations. PACIFICA SYNOD MISSION FUNDS COMMITTEE POSITION: Member of the Mission Funds Committee NATURE: Funds donated to the Synod for specific purposes are allocated through this committee. A report is made of the investment portfolio, but this committee does not directly make investments. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/09/2024 ADDRESS: 1891 Park Court Place, Bldg. C, Santa Ana CA 92701, United States DESCRIPTION: I will be a member of the committee which oversees the use of Synod Mission Funds. I will NOT be involved in the investment of those funds but rather the allocation of funds as a member of the committee. LUTHERAN SOCIAL SERVICES SO CA POSITION: Foundation Board Member NATURE: LSS of Southern California is part of a nationwide organization ministering to disadvantaged people throughout the United States. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2025 ADDRESS: 999 Town and Country Rd., Ste. 100, Orange CA 92868, United States DESCRIPTION: The Foundation Board oversees the investments and distribution of endowed funds. Having been part of the Central City Lutheran San Bernadino, which is now part of LSSSC, I was asked to be part of the regional expression's endowment.
CRS (Client Relationship Summary) - RIA
Click below to view John Eric Bunge's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Eric Bunge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Beaumont, CA
Current
August 25, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Beaumont, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/15/2014)
IAR
California(9/15/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
