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Cary Lewis Mueller

CRD# 6319900·Registered 2014 - 2016
Previously Registered: Being a previously registered professional could mean that Cary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cary Lewis Mueller was a registered financial advisor. Cary was a previously registered financial professional and started their career in finance 2014 - 2016. Cary had worked at 2 firms and has passed the Series 63 and Series 65 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

DEEPROOT ADVISORY SERVICES, LLC·CRD# 167198
RIA
San Antonio, TX
June 5, 2015 - April 21, 2016
DEEPROOT WEALTH ADVISORS, LLC·CRD# 169567
RIA
San Antonio, TX
June 27, 2014 - June 3, 2015

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Current Firm

DA
DEEPROOT ADVISORY SERVICES, LLC

DEEPROOT ADVISORY SERVICES, LLC | DPRT ADVISORY SERVICES, LLC

CRD#: 167198

Contact Information

Main Address

8200 West Interstate 10 Suite 600, San Antonio, TX 78230

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2014About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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