Lisa M. Harrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Meredith Harrow MS., who also goes by Lisa Meredith Harrow, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2014. Lisa had worked at 1 firm and has passed the Series 63, SIE, Series 50 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2014 - November 23, 2021
TRIAGO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIAGO
CRD#: 143529 / SEC#: , 8-67573
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIAGO MANAGEMENT DEVELOPMENT SARL | SHAREHOLDER | |
| ADELSON, SCOTT JOSEPH | DIRECTOR | 2147111 |
| ALLEY, JAMES LINDSEY | DIRECTOR | 2394515 |
| CRAIN, CHRISTOPHER MADISON | DIRECTOR | 4870370 |
| QUIROGA, VICTOR EDUARDO | CCO, EXEC. REP, AML SUPER. | 4841312 |
| SWAIN, MATTHEW JOSEPH | PRESIDENT | 6826025 |
| TANIGUCHI, EDWARD NEAL | FINOP | 4632869 |
Red Flags
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