Ben M. Meadows

U.S. CAPITAL WEALTH ADVISORS

Georgetown, TX 78628

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CRD#: 6318569

Professional summary

Ben Michael Meadows, who also goes by Ben Michael Meadows, is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Georgetown, Texas.

Ben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Ben has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Michael Meadows

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Grace Capital Management; Investment-Related; Austin, TX; Investment Adviser; Financial Professional; 5/2019; 160 hrs/month; assisting advisors with client relations. 2) Apartment Life; Non Investment-Related; Euless, TX; hospitality; Apartment Life team; 3/1/2017; 10 hrs/month; 0 hrs during trading; welcome new residents and coordinate with property management to host events with residents. 3) Alpine Brokerage Group; investment related; Juno Beach, FL; Insurance Sales; Independent Agent; 6/17/2024; 1-5 hrs/month; 1/5 hours during business; Fixed life insurance, annuities, long-term care, disability sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ben Michael Meadows's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

U.S. CAPITAL WEALTH ADVISORS, LLC

Office #1: 2004 Williams Drive, Georgetown, TX 78628

RIA

CRD#: 288199

Georgetown, TX

Past

January 3, 2023 - October 2, 2024

DAI SECURITIES, LLC

CRD#: 36673

AUSTIN, TX

Past

September 19, 2020 - March 17, 2025

GRACE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 150054

AUSTIN, TX

Past

May 14, 2019 - January 11, 2023

TRIAD ADVISORS LLC

CRD#: 25803

AUSTIN, TX

Past

August 29, 2014 - April 25, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2014

General Securities Representative Examination

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

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Contact information

Main Address

4444 Westheimer Rd. Suite G500, Houston, TX 77027

Mailing Address

Phone number

(713) 366-0500

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

USCWA ADV PART 2A MARCH 28, 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	10,833
AUM (Assets Under Management)	$ 7,282,480,817

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
01/23/2024	Cover Page	Report
03/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ben M. Meadows

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ben Michael Meadows's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI SECURITIES, LLC

GRACE CAPITAL MANAGEMENT, LLC

TRIAD ADVISORS LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

U.S. CAPITAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2020

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2014

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

U.S. CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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